New York State of Mind: Meeting the Challenge of Proposed NYDFS Part 504 Certification Presented by PwC

Apr 11, 2016 3:40pm ‐ Apr 11, 2016 4:55pm

Credits: None available.

• Gaining an overview of the regulation’s key requirements and implications for BSA/AML compliance programs

• Understanding the meaning and reach of certification and potential approaches to managing CCO liability

• Building a sustainable certification framework that reflects extensive new technology and system requirements

Vikas Agarwal, Principal, Financial Crime Technology, PwC
Sean Joyce, Principal, Financial Crimes Unit Leader, PwC
John Sabatini, Principal, PwC
Daniel Tannebaum, Partner - Americas Anti-Financial Crime Practice Leader and Global Head of Sanctions, Oliver Wyman

Credits: None available.

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