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MON07 - Bolstering Your AML Case Management Systems

‐ Sep 23, 2019 11:45am

• Developing internal alert triage system to determine urgency and seriousness of alerts, dispatch false positives and escalate those requiring further evaluation

• Creating workflows that utilize in-house investigators and/or data analytics to conduct risk assessments using standardized processes and produce metrics-driven risk evaluations

• Analyzing risk-based review and taking responsive actions such as closing the case, electing to file SAR and/or exiting account