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MON03 - Panel Discussion: What’s New, What’s Next: A Regulatory Roundtable on Compliance Trends and Issues


‐ Sep 23, 2019 10:00am

• Reviewing recent and anticipated regulatory changes to facilitate adequate planning in terms of resources, talent acquisition and AML systemic adjustments

• Surveying present-day examination trends to ensure current systems align with regulatory priorities and enhance exam review preparations

• Scrutinizing recent regulatory actions, penalties and guidance to identify evolving regulatory requirements and expectations and adjust oversight accordingly