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THU35 - Strengthening the Second Line of AML Defense with a Continuous Assurance Approach

‐ Oct 4, 2018 4:00pm

• Defining continuous assurance to identify unique role in identifying control deficiencies and bridging gaps between operations and compliance

• Building an efficient continuous assurance program by creating methodologies for both monthly and deep dive reviews and acquiring require subject matter expertise talent

• Utilizing continuous assurance results to optimize benefits including ensuring controls meet regulatory standards and expectations of internal audit and/or examiners



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