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THU31 - Monitoring Your Progress: Living with and Learning from a Monitor


‐ Oct 4, 2018 4:00pm

• Outlining methods of independent monitor such as document reviews, site visits and management interviews to attain clear understanding of processes, roles and goals

• Creating communication protocols among institution, monitor, regulator and/or prosecutor to plan corrective actions, assess progress and keep monitorship on schedule

• Reviewing monitor recommendations to jointly develop implementation plan that satisfies original settlement agreement and bolsters compliance systems going forward


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