WED20 - Effectively Managing a Compliance Program in a Consent Order Environment

Oct 3, 2018 1:00pm ‐ Oct 3, 2018 2:15pm

Overview
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Presented by PwC
• Industry and PwC professionals will provide insights into leading strategies that can help you effectively respond to regulatory actions while managing your overall compliance programs with minimal disruption
• Learn to deal with extensive remedial actions in anti-money laundering (AML)-related enforcement cases
• Cope with the disruption of remedial activities required in enforcement actions under challenging timelines, while continuing business as usual operations

Moderator(s):

Vasilios Chrisos, CAMS, Principal, PwC
Mary Presberg, Partner/Principal, PwC

Speaker(s):

David B. Chenkin, Esq., CAMS, Managing Partner, Zeichner Ellman & Krause
Michael Greenman, Senior Vice President, Chief Counsel, AML and Economic Sanctions Law, U.S. Bank
Erik Obermeier, CAMS, Senior Vice President, Head of Financial Crimes Compliance Advisory, Texas Capital Bank
Richard Weber, Managing Director, Americas Head of Financial Crime, UBS

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