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• Assessing recent regulatory actions and guidance to establish best practices for meeting evolving regulatory expectations
• Detailing new and upcoming regulatory changes to adjust oversight systems as warranted
• Analyzing current examination trends to identify potential conflicts and apply systemic fixes as needed
Moderator(s):
John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
Speaker(s):
Debra
L. Novak,
CAMS, CFS,
Chief, AML Section, Division of Risk Management Supervision,
Federal Deposit Insurance Corporation (FDIC)
Spencer
W. Doak,
NBE,
Director for BSA/AML Policy,
Office of the Comptroller of the Currency
Akrivi
Mazarakis,
Branch Chief, Office of Chief Counsel, Office of Compliance Inspections and Examinations (OCIE),
US Securities and Exchange Commission