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C2 - It’s Personal: Guarding Against Personal Liability Risks for AML Officers


‐ Apr 9, 2018 1:45pm

• Reviewing recent cases and new government initiatives to emphasize personal liability risks for BSA officers
• Differentiating institutional vs. personal liability to understand potential conflicts of interest and develop appropriate defense strategies
• Maintaining ongoing protective strategies including documentation of the promotion of a culture of compliance to demonstrate consistent AML professionalism