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ACAMS moneylaundering.com 22nd Annual International AML & Financial Crime Conference - Hollywood

FI1 - Defending Against Securities-Based AML and Fraud Schemes

Apr 3, 2017 3:50pm ‐ Apr 3, 2017 4:50pm

Overview
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Reviewing common securities fraud and AML typologies to strengthen monitoring systems
Implementing formal procedures to investigate unique securities AML risks such as microcap stock manipulation
Examining case studies to determine applicable lessons for mitigating securities-based financial crime risks

Speaker(s):

John Davidson, Senior Vice President and Global Head of AML, E-Trade Financial
Kristin Milchanowski, PhD, Managing Director, EY

Moderator(s):

Ryan Schwoebel, CFE, CAMS, Anti-money Laundering (AML) Officer, ProEquities

Speaker(s):

Milan R. Kosanovich, Supervisory Special Agent, Complex Financial Crimes Unit, Federal Bureau of Investigation

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