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CS6 - Building an Investigations Program Designed to Work with Law Enforcement and Regulators


‐ Mar 17, 2015 4:55pm

Every financial institution has an investigations program.  Modern AML Compliance only begins with the conducting of the investigations.  In this session learn how to:

  • Proactively develop effective relationships with law enforcement
  • Create an organizational structure and communication protocol that works for both the bank and the agents
  • Developing and deploying a crisis management plan that addresses employees, institutional reputation and business profitability while effectively coordinating with law enforcement
  • Properly adjust and adapt your AML program in response to weaknesses cited during investigations


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