0 0

ACAMS 13th Annual AML & Financial Crime Conference

CORE2 - Uncovering Beneficial Owners and Adapting KYC Practices in Today's Financial Landscape

Sep 30, 2014 12:30pm ‐ Sep 30, 2014 1:45pm

Overview
Comments

Identifying prevalent red flags that indicate the layering of ownership
Adopting investigation best practices for uncovering the ultimate beneficiary across multiple jurisdictions
Spotting unusual activities in registered LLCs with the same ownership structure
Applying lessons learned from recent case studies and typologies involving KYC gaps

Speaker(s):

Dennis M. Lormel, CAMS, President and Chief Executive Officer, DML Associates
Thomas Obermaier, Chief Executive Officer, Rippe & Kingston Systems, Inc.
Mark Perry, CAMS, Senior Vice President, Brokerage Operations, Winslow, Evans & Crocker
Sarah Runge, Global Head, FCC Regulatory Strategy, Credit Suisse
Chris Chapman, Complinace Director, AML Program Execution, Citi Bank

You must be logged in and own this session in order to post comments.