Welcome Remarks
Apr 9, 2018 7:30am ‐ Apr 9, 2018 7:40am
Identification: G1
Speaker(s):
- Timothy D. McClinton, ACAMS President and Managing Director , ACAMS
Keynote Address and Q&A
Apr 9, 2018 7:40am ‐ Apr 9, 2018 8:10am
Identification: G3
Moderator(s):
- Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
Speaker(s):
- Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN)
Regulatory Roundtable: Compliance News and Views Directly from Top Regulators
Apr 9, 2018 8:10am ‐ Apr 9, 2018 9:35am
Identification: G2
• Detailing recent domestic and global regulatory changes to understand new requirements for addressing money laundering, sanctions and other financial crimes
• Taking recent enforcement and other regulatory actions as one method of enhancing a financial institution’s ability to meet any evolving compliance responsibilities
• Assessing AML and related trends and issues as seen by examiners to determine any emerging compliance challenges
Moderator(s):
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Speaker(s):
- Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
- Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
- Lourdes Gonzalez , Assistant Chief Counsel – Sales Practices, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)
- Andrea Sharrin, Associate Director, Policy Division, Financial Crimes Enforcement Network (FinCEN)
- Suzanne Williams, Deputy Associate Director, Federal Reserve Board
Hot Topics: Questions, Answers and Lively Discussion
Apr 9, 2018 10:05am ‐ Apr 9, 2018 11:15am
Identification: G4
Get ready to participate in this interactive session driven by input from the audience. Two weeks before the conference, attendees will be asked to submit questions they want addressed by the expert panel on stage. Whether the topic is recent AML rule changes or the growing role of artificial intelligence, keeping up with sanctions changes or obtaining resources from senior management, the session will take on the latest, hottest topics and provide thoughtful insights and practical advice for upping your AML game once you return home.
Moderator(s):
- Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
Speaker(s):
- Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
- Frederick Reynolds, Managing Director, Global Head of Financial Crime, Employment and Competition Legal, Barclays
- Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
- Dan Soto, Chief Compliance Officer, Ally Financial
All Systems Go: A Vital Countdown to CDD Final Rule Implementation
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C1
• Ensuring beneficial ownership information thresholds are institutionalized across enterprise
• Clarifying trigger events and detailing responses such as risk profile reviews or refreshment of beneficial ownership information
• Developing multi-platform client communication programs to build awareness of rule’s requirements and enhance customer experience
Speaker(s):
- Anna M. Rentschler, CRCM, AMLP, CAMS, Vice President and BSA Officer, Central Bancompany
- Vasilios Chrisos, CAMS, Principal, PwC
- Laura Glynn, Director of Global Regulatory Compliance, Fenergo
- David Haghighi, CAMS-Audit, Chief Counsel – AML, Sanctions, Anti-Corruption and Government and Regulatory Enforcement, Legal Department, The PNC Financial Services Group, Inc.
- Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions
It’s Personal: Guarding Against Personal Liability Risks for AML Officers
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C2
• Reviewing recent cases and new government initiatives to emphasize personal liability risks for BSA officers
• Differentiating institutional vs. personal liability to understand potential conflicts of interest and develop appropriate defense strategies
• Maintaining ongoing protective strategies including documentation of the promotion of a culture of compliance to demonstrate consistent AML professionalism
Speaker(s):
- Ian M. Comisky, Esq., Partner, Fox Rothschild LLP
- Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank
- Frederick E. Curry, III, Principal, Deloitte Transactions & Business Analytics LLP
- Marcos C. Halkin, General Counsel, Daimler Financial Services Mexico
- Karen M. Moloney, CAMS, Manager of the Global Corporate AML and OFAC Risk Assessment, JPMorgan Chase
Common SAR Mistakes: How to Stop Making Them
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C3
• Avoiding inadequate explanations of why activity is deemed suspicious by clearly stating reasons behind SAR filing
• Aiding reviews by regulators and law enforcement by providing pertinent data such as identifying information, activity dates and locations
• Systematizing activity tracking and filing amended reports as warranted to ensure SARs reflect current realities
Moderator(s):
- Nicolas E. Khouri, CAMS, Senior Compliance Director, Head of AML Investigations, Ally Bank
Speaker(s):
- Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express
- Frank Lawrence, CAMS, Global Head of Payments Compliance, Chief Compliance Officer, Facebook
- John Waugh, CAMS, Assistant Special Agent in Charge, Department of Veteran’s Affairs, Office of Inspector General
Mastering Disruption: Convergence, Compliance and the New AML
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C4
• Reviewing regulatory developments such as NYDFS 504 on required tech-driven monitoring and filtering
• Formalizing retraining programs to keep professional skills current in wake of innovations such as FinTech, e-commerce and biometric identification
• Creating risk management protocols to mitigate growing AML threats such as the dark web
Moderator(s):
- Greg Fields, CAMS, Content Analyst, ACAMS
Speaker(s):
- Carl Case, Senior Manager, Performance Improvement, Ernst & Young
- Jason Chorlins, CPA, CFE, CITP, CIS, CAMS, Principal Banking Practice Leader, Risk Advisory Services, Kaufman, Rossin & Co.
- Howard R. Fields, CAMS, Senior Vice President, Counsel, AML, Sanctions and Export Compliance, MasterCard
Transparency: The Key to Building Trust for Wire and Cross-Border Payments
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C5
• How can transparency and trust can enable deeper, more productive relationships, and ultimately avoid risk
• How can KYC, and the importance of external data for screening and negative news, and ongoing understanding of relationships with technology enhance and empower institution in terms of review and risk processes
Speaker(s):
- Kelley Chamberlain, CAFP, Global Financial Crimes Intelligence Group, Wells Fargo
- Tara M. Dziengel, Senior Vice President, Global Head of Anti-Money Laundering, Northern Trust
- Lisa Grigg, CAMS, Chief Enterprise Financial Crimes Compliance Executive, US Bank
- Ian Horobin, Financial Crime Compliance R&D, SWIFT
- Paul Taylor, Head of Financial Crime Compliance Initiatives Americas & UK Region, SWIFT
Country-backed Cryptocurrencies (Petrocoin, Cryptoruble, etc.): The Perfect Solution for Money Launderers & Sanctions Evaders?
Apr 9, 2018 12:30pm ‐ Apr 9, 2018 1:45pm
Identification: C6
• How are "bad actors" able to exploit cryptocurrencies and other legitimate business tools to circumvent regulations (such as trade with North Korea and AML requirements)?
• What, if any, is the impact on existing sanctions/AML regulations? Do your sanctions/AML programs need to be updated?
• What is the future impact of these schemes on regulators, law enforcement, reporting entities, customers and countries?
Speaker(s):
- Julien Chanier, Director, PwC
- Alana Detenbeck, Director - Financial Crimes Unit, PwC
- John Lynch, Director, PricewaterhouseCoopers LLP