Welcome Remarks

Apr 11, 2016 7:30am ‐ Apr 11, 2016 7:40am

Identification: PS1


Keynote Address and Awards Presentation

Apr 11, 2016 7:40am ‐ Apr 11, 2016 8:25am

Identification: PS2


Regulatory Roundtable: Reviewing Recent Compliance News and Previewing Emerging Trends

Apr 11, 2016 8:25am ‐ Apr 11, 2016 9:45am

Identification: PS3

• Analyzing recent U.S. regulatory changes and gauging impacts on financial institutions
• Assessing global regulatory developments as well as how to deal with common and conflicting global standards
• Recent developments in multi-government cooperatio

Netting FIFA: AML Lessons from the Indictment that Shocked the World

Apr 11, 2016 10:15am ‐ Apr 11, 2016 11:15am

Identification: PS4

Netting FIFA: AML Lessons from the Indictment that Shocked the World

• Dissecting FIFA’s alleged fraud to bolster anti-bribery and anti-corruption models
• Analyzing FIFA’s money movements for lessons on transaction monitoring
• Enhancing oversight of non-commercial enterprises and NGOs in light of FIFA’s alleged money laundering

Customizing Compliance to Meet FCPA and UK FCA Anti-Bribery Expectations

Apr 11, 2016 12:30pm ‐ Apr 11, 2016 1:45pm

Identification: CS1

• Distinguishing between AML and anti-bribery due diligence 
• Scrutinizing third-party agents and foreign business ventures for PEP and other corruption risks
• Analyzing recent enforcement actions for guidance on meeting  regulatory standard

The New MSBs: Adapting Traditional Compliance Models to Advanced Financial Technology (FinTech) Firms

Apr 11, 2016 12:30pm ‐ Apr 11, 2016 1:45pm

Identification: ES1

• Contrasting CDD and KYC oversight of traditional MSBs and emerging FinTech platforms
• Documenting AML programs of FinTech clients to assure all compliance obligations are met
• Constructing sanctions and money laundering models for risks specific to FinTech systems

The NAFTA Nexus: Compliance Commonalities among Mexico, the US and Canada

Apr 11, 2016 12:30pm ‐ Apr 11, 2016 1:45pm

Identification: GI1

• Analyzing Mexico’s new anti-corruption law for cross-border compliance implications
• Comparing and contrasting US and Canadian CTF requirements for financial institutions
• Detailing the San Diego Tunnel Task Force and US-Mexican cooperation on smuggling

Empowering the Compliance Function to Fight Human Trafficking

Apr 11, 2016 12:30pm ‐ Apr 11, 2016 1:45pm

Identification: CL1

• Detailing transaction typologies common to human trafficking to aid detection
• Formalizing processes for escalating red flags to assure thorough review
• Initiating law enforcement contact to achieve humanitarian outcomes

Optimizing Compliance Processes Through Standardization: Toward a Utility Model Presented by SWIFT

Apr 11, 2016 12:30pm ‐ Apr 11, 2016 1:45pm

Identification: SE1

• Leveraging collaboration to standardize sanctions list maintenance for greater effectiveness and efficiency
• Using enhanced analytics to identify high-risk relationships and substandard beneficiary data
• Exploring the next evolution in the utility model for Financial Crime Compliance

Coping with Growing Complexities of Virtual Currencies

Apr 11, 2016 1:55pm ‐ Apr 11, 2016 3:10pm

Identification: ET1

• Differentiating  various virtual currencies to enable accurate risk assessments
• Detailing conflicting international regulatory regimes to inform effective global policies
• Reviewing  recent FATF guidance on virtual currency monitoring and customer identification to mitigate crime risks