A Delicate Balance: Work, Life and Demanding AML Careers

Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm

Identification: PD5

  • Developing practical strategies to manage workloads and avoid job burnout
  • Building professional networks to enhance professional knowledge and aid career development
  • Mentoring younger staff to strengthen talent pool and serve institutional interests

Systematizing SAR Investigative and Filing Processes

Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm

Identification: FI3

  • Establishing enterprise-wide escalation and investigation standards to achieve uniform reviews of suspicious activities
  • Formalizing SAR decision-making protocols to ensure systematic integrity when making filing determinations
  • Centralizing SAR writing and document management to ensure filings conform to expectations of FinCEN other governing bodies

Tackling Global Money Laundering with the Power of Machine Intelligence - Presented by AYASDI

Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm

Identification: S&E14

  • Use advanced techniques to more effectively segment suspicious activity reports using sparse KYC and transactional data
  • Create self-documenting workflows to ensure complete transparency for internal and external audiences (regulators)
  • Implement an operational application with Continuously refine rules to identify emerging fraud patterns at scale

Opening Remarks

Apr 5, 2017 7:30am ‐ Apr 5, 2017 7:35am

Identification: PS8

Dow Jones and SWIFT Joint AML Executive Summary

Apr 5, 2017 7:35am ‐ Apr 5, 2017 7:50am

Identification: PS9

To Follow That SAR: Suspicious Activity Reports from Red Flags to Verdict

Apr 5, 2017 7:50am ‐ Apr 5, 2017 9:00am

Identification: PS10

  • Instituting monitoring and reporting processes to ensure prompt alert triggering
  • Producing quality SAR narratives to aid regulators and law enforcement investigators
  • Preparing employees for prosecutorial processes including depositions and testimony

AML’s Future: Mastering the Converging Forces Rapidly Reshaping Compliance

Apr 5, 2017 9:30am ‐ Apr 5, 2017 10:40am

Identification: PS11

  • Learning how automated monitoring and other tech advances are changing traditional AML roles
  • Dealing with unique AML challenges of innovative businesses such as crowdfunding, FinTech and internet-based retail operations
  • Acquiring skill sets for increasingly complex AML issues such as cyber defense, KYC/CDD and sanctions