A Delicate Balance: Work, Life and Demanding AML Careers
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: PD5
- Developing practical strategies to manage workloads and avoid job burnout
- Building professional networks to enhance professional knowledge and aid career development
- Mentoring younger staff to strengthen talent pool and serve institutional interests
Speaker(s):
- Christine Ring, CAMS, Managing Director of AML/ ATF Assessment Program, AML and Compliance Division, Office of the Superintendent of Financial Institutions (OSFI)
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
- Lisa Grigg, CAMS, Chief Enterprise Financial Crimes Compliance Executive, US Bank
- William J. Voorhees, CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T, Now TRUIST
Systematizing SAR Investigative and Filing Processes
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: FI3
- Establishing enterprise-wide escalation and investigation standards to achieve uniform reviews of suspicious activities
- Formalizing SAR decision-making protocols to ensure systematic integrity when making filing determinations
- Centralizing SAR writing and document management to ensure filings conform to expectations of FinCEN other governing bodies
Speaker(s):
- Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express
- Roy D'sa, CAMS, Executive Vice President, Chief BSA Officer, Huntington National Bank
- Geoff Burnham, Special Agent (SA), Internal Revenue Service (IRS) - Criminal Investigation (CI)
- Michael S. Schidlow, CAMS-Audit, Expert Consultant in Financial Crime Compliance
Tackling Global Money Laundering with the Power of Machine Intelligence - Presented by AYASDI
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: S&E14
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Speaker(s):
- Robert O'Callaghan, CAMS, Data Scientist, Ayasdi
Opening Remarks
Apr 5, 2017 7:30am ‐ Apr 5, 2017 7:35am
Identification: PS8
Speaker(s):
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Dow Jones and SWIFT Joint AML Executive Summary
Apr 5, 2017 7:35am ‐ Apr 5, 2017 7:50am
Identification: PS9
Speaker(s):
- Eric A. Sohn, Director of Business Product, Dow Jones
To Follow That SAR: Suspicious Activity Reports from Red Flags to Verdict
Apr 5, 2017 7:50am ‐ Apr 5, 2017 9:00am
Identification: PS10
- Instituting monitoring and reporting processes to ensure prompt alert triggering
- Producing quality SAR narratives to aid regulators and law enforcement investigators
- Preparing employees for prosecutorial processes including depositions and testimony
Speaker(s):
- Dennis M. Lormel, CAMS, President and Chief Executive Officer, DML Associates
- James A. Candelmo, CAMS, SVP, Chief AML Officer, Capital One Bank
- James A. Dinkins, President, Thomson Reuters Special Services LLC
- Luis Sierra, CAMS, Attaché, Andean Region, U.S. Immigration and Customs Enforcement, Homeland Security Investigations – Office of International Operations
AML’s Future: Mastering the Converging Forces Rapidly Reshaping Compliance
Apr 5, 2017 9:30am ‐ Apr 5, 2017 10:40am
Identification: PS11
- Learning how automated monitoring and other tech advances are changing traditional AML roles
- Dealing with unique AML challenges of innovative businesses such as crowdfunding, FinTech and internet-based retail operations
- Acquiring skill sets for increasingly complex AML issues such as cyber defense, KYC/CDD and sanctions
Speaker(s):
- Dan Stipano, Partner, Buckley LLP
- Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
- Sharon Cohen Levin, Partner, WilmerHale
- Markus Schulz, Global Head of Change Management Financial Crimes Compliance, ING