Turning Risk Avoidance into Risk Management - The AML Challenges and Opportunities Stemming from the Shifting Geopolitical Landscape - Presented by SWIFT
Apr 4, 2017 12:30pm ‐ Apr 4, 2017 1:45pm
Identification: S&E9
- Creating more transparency and competitive approaches to managing counterparty risk
- Investing in systems and processes to be compliant on a local and global scale
- Implementing efficient tools to effectively detect and prevent fraud
Speaker(s):
- Luis F. Iturbide, CCO, CIBanco SA
- Roberto X. Oliveira, Regional Compliance Officer, Banco de Brazil
- Gloria Vargas, Senior Manager, Financial Crime Compliance, SWIFT
Sanctions Insight: Risk-based Approaches and Essential Oversight
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: CS5
- Conducting an OFAC risk assessment to determine potential sanctions-related issues and correct potential gaps
- Creating objective metrics to mitigate sanctions risks linked to geography, business products or client profile
- Developing protocols on alert responses to ensure escalation and investigation of sanctions-related risks and SAR filings as warranted
Moderator(s):
- Stevenson Munro, CAMS, Global Head, Sanctions Compliance, Standard Chartered Bank
Speaker(s):
- Roberto Hurst, Sr. Director, Head of Global Sanctions Compliance, PayPal
- Megan L. Nelson, Senior Vice President, Manager Financial Crimes Governance & Risk Assessments, BB&T
Automate the Right Way: Strategically Matching Technology with Specific AML Issues
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: ET5
- Conducting cost/benefit analysis of automating specific AML tasks to create economic efficiencies and protect data integrity
- Coordinating automating processes internally to enhance risk management and prevent tech redundancies
- Testing automated processes to verify systems are serving institutional goals and correct systemic lapses
Speaker(s):
- James (Jim) Arndts, CAMS, Senior Vice President, Head of Financial Crimes, Payments, Virtual Solutions and Innovation, Wells Fargo
- Alan Schienberg, Senior Vice President, Promontory Risk Review, an IBM Company
Big Ideas for Stretching Small Compliance Budgets
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: SI2
- Ranking institutional AML risks to ensure rational allocation of resources to most significant compliance priorities
- Optimizing professional networking and regulatory resources to aid ongoing AML training
- Analyzing targeted outsourcing opportunities that are cost effective and preserve oversight integrity
Speaker(s):
- Lauren A. Kohr, CAMS-FCI, Senior Vice President, Chief Risk Officer, Old Dominion National Bank
- Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
- Joe Soniat, CAMS, CFE, Account Risk Management Sr. Associate, Federal Reserve Bank of New York
Testing for a Culture of Compliance
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: PD4
- Surveying workers to quantify existing attitudes on compliance, professional behavior and risk tolerance
- Interviewing groups and individuals to gauge culture of compliance relevance in decision-making
- Creating metrics-based report to inform board and regulators on culture of compliance testing
Speaker(s):
- Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
- Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank
- Samantha Sheen, CAMS, AML Director, Europe , ACAMS
- John A. Beccia, CAMS, Co-Founder and CEO, FS Vector
Optimizing AML & KYC Processes Through Critical Innovations - Presented by GENPACT
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: S&E12
- Current industry challenges, insights, and innovation themes in the near future
- Digital & analytical transformation journey
- Pre-requisites for successful transformation of AML & KYC processes
Speaker(s):
- William Ward, CAMS, Executive Vice President, Chief BSA/AML & Security Officer, First Republic Bank
- Manish Chopra, Senior Vice President and Global Leader – Risk and Regulatory Services, Genpact
- Jeffery Ingber, AML Consultant, Genpact
- Kate Robu, Partner, McKinsey & Co.
- Rohit Tandon, Senior Vice President and Business Leader, Analytics & Research, GENPACT
Follow the Money: Using Forensic Accounting to Solve Financial Crimes
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: FI2
- Reviewing case studies including terrorist financing to illustrate practical AML applications for forensic accounting
- Partnering with forensic accountants to resolve fraud-related crimes and protect clients
- Analyzing forensic reviews of entities’ financial information to strengthen AML and financial crime protection policies going forward
Speaker(s):
- Bassem Banafa, CPA, CAMS , Financial Forensics Consultant , bassembanafa.com
- Jason Chorlins, CPA, CFE, CITP, CIS, CAMS, Principal Banking Practice Leader, Risk Advisory Services, Kaufman, Rossin & Co.
- Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions
- Anthony Dominicis, Assistant Special Agent in Charge (ASAC), Internal Revenue Service (IRS) - Criminal Investigation (CI)
Mastering New Tools to Target CTF's New Battlefronts
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: CS6
- Detailing construction of digital footprints to assist in identifying terrorists and their funding networks
- Mining social media data to identify sentiments suggesting potential terrorist support or sympathies
- Facilitating fusion of data sources to elevate CTF comprehensiveness and efficacy
Speaker(s):
- Martin Cunningham, Global Head, Correspondent Banking Due Diligence, Deutsche Bank
- Meryl Lutsky, Esq., Managing Director, T&M Protection Resources
- Danielle Camner Lindholm , Principal, Roaring Fork Strategies
- Tiffany McKinnely, CAMS, Senior Audit Manager General, Vice President , HSBC BANK USA
Defending Against Cyber-Based Extortion, Fraud and Ransomware Attacks
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: ET6
- Reviewing recent FinCEN advisory to identify regulatory expectations for cyber-related SAR filing, in-house collaboration and inter-institutional information sharing
- Reviewing cybercrime cases to identify common practices and methods of cybercriminals
- Simulating a ransomware event to detail practical and protective institutional defenses
Moderator(s):
- Clyde Langley, Vice President, Fraud Risk Management, Charles Schwab
Speaker(s):
- Ross Albert, CAMS, ABCP, Assistant Vice President - Organizational Resilience, HUB International Limited
- Kelley Chamberlain, CAFP, Global Financial Crimes Intelligence Group, Wells Fargo
- Diego Rosero, CAMS, Director and Head of AML/CFT Reporting & Strategic Policy, Western Union
Look Back and Move Forward: Conducting Account Reviews at Smaller Institutions
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: SI3
- Standardizing internal transaction records to ensure data compatibility and support accuracy of analysis
- Scrutinizing look-back analysis to gain insights into potential systemic AML gaps
- Incorporating relevant look-back findings to meet regulatory demands and enhance compliance
Moderator(s):
- Charrisse Dyer, SVP, Compliance/BSA officer, American National Bank
Speaker(s):
- Laura H. Goldzung, CFE, CFCS, CCRP, President, CEO & Founder, AML Audit Services
- Joe Soniat, CAMS, CFE, Account Risk Management Sr. Associate, Federal Reserve Bank of New York