Apr 4, 2017 12:30pm ‐ Apr 4, 2017 1:45pm
Identification: S&E9
Creating more transparency and competitive approaches to managing counterparty risk Investing in systems and processes to be compliant on a local and global scale Implementing efficient tools to effectively detect and prevent fraud
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: CS5
Conducting an OFAC risk assessment to determine potential sanctions-related issues and correct potential gaps Creating objective metrics to mitigate sanctions risks linked to geography, business products or client profile Developing protocols on alert responses to ensure escalation and investigation of sanctions-related risks and SAR filings as warranted
Moderator(s):
Stevenson
Munro ,
CAMS ,
Global Head, Sanctions Compliance ,
Standard Chartered Bank
Speaker(s):
Roberto
Hurst ,
Sr. Director, Head of Global Sanctions Compliance ,
PayPal
Megan
L. Nelson ,
Senior Vice President, Manager Financial Crimes Governance & Risk Assessments ,
BB&T
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: ET5
Conducting cost/benefit analysis of automating specific AML tasks to create economic efficiencies and protect data integrity Coordinating automating processes internally to enhance risk management and prevent tech redundancies Testing automated processes to verify systems are serving institutional goals and correct systemic lapses
Speaker(s):
James (Jim)
Arndts ,
CAMS ,
Senior Vice President, Head of Financial Crimes, Payments, Virtual Solutions and Innovation ,
Wells Fargo
Alan
Schienberg ,
Senior Vice President ,
Promontory Risk Review, an IBM Company
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: SI2
Ranking institutional AML risks to ensure rational allocation of resources to most significant compliance priorities Optimizing professional networking and regulatory resources to aid ongoing AML training Analyzing targeted outsourcing opportunities that are cost effective and preserve oversight integrity
Speaker(s):
Lauren
A. Kohr ,
CAMS-FCI ,
Senior Vice President, Chief Risk Officer ,
Old Dominion National Bank
Jack
Oskvarek ,
CAMS, CAFP, AMLP ,
Senior Vice President, BSA Executive Director ,
Wintrust Financial Corporation
Joe
Soniat ,
CAMS, CFE ,
Account Risk Management Sr. Associate ,
Federal Reserve Bank of New York
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: PD4
Surveying workers to quantify existing attitudes on compliance, professional behavior and risk tolerance Interviewing groups and individuals to gauge culture of compliance relevance in decision-making Creating metrics-based report to inform board and regulators on culture of compliance testing
Speaker(s):
Susan
J. Galli ,
CAMS ,
President ,
Galli AML Advisory, LLC
Robert
L. Curry ,
CAMS ,
Executive Vice President, Chief Compliance Officer ,
KeyBank
Samantha
Sheen ,
CAMS ,
AML Director, Europe ,
ACAMS
John
A. Beccia ,
CAMS ,
Co-Founder and CEO ,
FS Vector
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: S&E12
Current industry challenges, insights, and innovation themes in the near future Digital & analytical transformation journey Pre-requisites for successful transformation of AML & KYC processes
Speaker(s):
William
Ward ,
CAMS ,
Executive Vice President, Chief BSA/AML & Security Officer ,
First Republic Bank
Manish
Chopra ,
Senior Vice President and Global Leader – Risk and Regulatory Services ,
Genpact
Jeffery
Ingber ,
AML Consultant ,
Genpact
Kate
Robu ,
Partner ,
McKinsey & Co.
Rohit
Tandon ,
Senior Vice President and Business Leader, Analytics & Research ,
GENPACT
Apr 4, 2017 2:05pm ‐ Apr 4, 2017 3:20pm
Identification: FI2
Reviewing case studies including terrorist financing to illustrate practical AML applications for forensic accounting Partnering with forensic accountants to resolve fraud-related crimes and protect clients Analyzing forensic reviews of entities’ financial information to strengthen AML and financial crime protection policies going forward
Speaker(s):
Bassem
Banafa ,
CPA, CAMS ,
Financial Forensics Consultant ,
bassembanafa.com
Jason
Chorlins ,
CPA, CFE, CITP, CIS, CAMS ,
Principal Banking Practice Leader, Risk Advisory Services ,
Kaufman, Rossin & Co.
Peter
D. Wild ,
CAMS-Audit ,
Founder ,
Wild AML Solutions
Anthony
Dominicis ,
Assistant Special Agent in Charge (ASAC) ,
Internal Revenue Service (IRS) - Criminal Investigation (CI)
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: CS6
Detailing construction of digital footprints to assist in identifying terrorists and their funding networks Mining social media data to identify sentiments suggesting potential terrorist support or sympathies Facilitating fusion of data sources to elevate CTF comprehensiveness and efficacy
Speaker(s):
Martin
Cunningham ,
Global Head, Correspondent Banking Due Diligence ,
Deutsche Bank
Meryl
Lutsky ,
Esq. ,
Managing Director ,
T&M Protection Resources
Danielle
Camner Lindholm ,
Principal ,
Roaring Fork Strategies
Tiffany
McKinnely ,
CAMS ,
Senior Audit Manager General, Vice President ,
HSBC BANK USA
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: ET6
Reviewing recent FinCEN advisory to identify regulatory expectations for cyber-related SAR filing, in-house collaboration and inter-institutional information sharing Reviewing cybercrime cases to identify common practices and methods of cybercriminals Simulating a ransomware event to detail practical and protective institutional defenses
Moderator(s):
Clyde
Langley ,
Vice President, Fraud Risk Management ,
Charles Schwab
Speaker(s):
Ross
Albert ,
CAMS, ABCP ,
Assistant Vice President - Organizational Resilience ,
HUB International Limited
Kelley
Chamberlain ,
CAFP ,
Global Financial Crimes Intelligence Group ,
Wells Fargo
Diego
Rosero ,
CAMS ,
Director and Head of AML/CFT Reporting & Strategic Policy ,
Western Union
Apr 4, 2017 3:50pm ‐ Apr 4, 2017 4:50pm
Identification: SI3
Standardizing internal transaction records to ensure data compatibility and support accuracy of analysis Scrutinizing look-back analysis to gain insights into potential systemic AML gaps Incorporating relevant look-back findings to meet regulatory demands and enhance compliance
Moderator(s):
Speaker(s):
Laura
H. Goldzung ,
CFE, CFCS, CCRP ,
President, CEO & Founder ,
AML Audit Services
Joe
Soniat ,
CAMS, CFE ,
Account Risk Management Sr. Associate ,
Federal Reserve Bank of New York