Creating an approach to tax evasion to ensure adequate monitoring for red flags such as invoice manipulation, asset concealment and large currency transactions
Outlining the OECD Base Erosion and Profit Shifting initiative to develop strategies on evolving evasion regulatory trends
Formalizing best practices to investigate and resolve alerts indicating potential tax evasion
Moderator(s):
Markus
Schulz,
Global Head of Change Management Financial Crimes Compliance,
ING
Reviewing recent regulatory cases to understand current risks regarding professional liability
Analyzing New York State Department of Financial Services’ Part 504 regulation “Banking Division Transaction Monitoring and Filtering Program Requirements and Certifications” to chart implications for potential personal liability issues
Detailing practical strategies to defend against allegations of personal liability