Welcome Remarks

Sep 28, 2015 8:00am ‐ Sep 28, 2015 8:15am

Identification: PS1


Keynote Address (Monday)

Sep 28, 2015 8:15am ‐ Sep 28, 2015 8:45am

Identification: PS2


Achieving Positive Resolutions to Annual Examinations

Sep 28, 2015 8:45am ‐ Sep 28, 2015 10:00am

Identification: PS3

• Soliciting input to determine potential examiner issues and develop appropriate institutional responses
• Communicating with your examiner to determine regulatory expectations and mitigate disputes and misunderstandings
• Negotiating corrective action plans for matters requiring attention

Special Presentation and Q&A

Sep 28, 2015 10:30am ‐ Sep 28, 2015 11:00am

Identification: PS4


The Joint is Jumpin': Practical Coping Strategies for Ever-Shifting Marijuana Laws

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: CS1

• Applying due diligence to customers with possible indirect ties to marijuana related businesses
• Identifying structuring and other potential means of moving marijuana proceeds into your institution
• Apprising potential regulatory shift directly impacting financial service providers

The Billion-Dollar Hacking Heist - Lessons for Your Institution

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: OC1

• Tracking how cybercrime gangs have infiltrated institutions and ATMs through malware and remote access tools
• Establishing processes to closely monitor cybersecurity policies and procedures at professional services partners that host your data
• Bridging the gap between management and IT to make cyber security an enterprise-wide effort

Initiating "Whitelisting" to Safely Manage Transaction Alerts

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: CT1

• Developing parameters for “whitelisting” trusted customers to reduce unnecessary alerts
• Creating data analytics and a methodology to ensure whitelisting serves your institution’s needs
• Learning implementation strategies to successfully utilize whitelisting methodology at your institution 

Managing Real-Time and Ongoing Customer Risk Assessment (Presented by NICE Actimize)

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: SE2

• How to address beneficial ownership from on-boarding through the customer life cycle
• Use of internal and external data for alert remediation
• Best practices for proactive risk rating
 

Practical Methods to Meet Enhanced AML Expectations for Casinos

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: MIT1

• Developing effective working relationships with banks by ensuring comprehensive due diligence and other AML compliance processes
• Instituting comprehensive front line training programs in KYC and suspicious activity identification
• Forging alliances with law enforcement to gain access to relevant trends and improve financial crime investigations 

MSBs Finding and Retaining Banking Services for MSBs

Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm

Identification: MIT2

• Developing KYC policies and risk management systems to satisfy banker expectations
• Organizing and providing documentation to aid due diligence and risk assessment processes
• Negotiating terms of relationship management, including procedures for account monitoring for successful bank/MSB relationships