Welcome Remarks
Sep 28, 2015 8:00am ‐ Sep 28, 2015 8:15am
Identification: PS1
Speaker(s):
- Ted Weissberg, CAMS, Chief Executive Officer, ACAMS
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Keynote Address (Monday)
Sep 28, 2015 8:15am ‐ Sep 28, 2015 8:45am
Identification: PS2
Speaker(s):
- John E. Smith, Co-head, Morrison & Foerster’s National Security Practice
Achieving Positive Resolutions to Annual Examinations
Sep 28, 2015 8:45am ‐ Sep 28, 2015 10:00am
Identification: PS3
• Soliciting input to determine potential examiner issues and develop appropriate institutional responses
• Communicating with your examiner to determine regulatory expectations and mitigate disputes and misunderstandings
• Negotiating corrective action plans for matters requiring attention
Speaker(s):
- Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
- Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
- Koko Ives, Manager, BSA/AML Compliance Section, Division of Supervision and Regulation, Federal Reserve Board
- Spencer W. Doak, NBE, Director for BSA/AML Policy, Office of the Comptroller of the Currency
- Christine Ring, CAMS, Managing Director of AML/ ATF Assessment Program, AML and Compliance Division, Office of the Superintendent of Financial Institutions (OSFI)
- Greg Lisa, Chief of the Money Services Businesses and Casinos Section, Enforcement Division, Financial Crimes Enforcement Network (FinCEN)
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Special Presentation and Q&A
Sep 28, 2015 10:30am ‐ Sep 28, 2015 11:00am
Identification: PS4
Speaker(s):
- Roger Wilkins, President, Financial Action Task Force (FATF)
The Joint is Jumpin': Practical Coping Strategies for Ever-Shifting Marijuana Laws
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: CS1
• Applying due diligence to customers with possible indirect ties to marijuana related businesses
• Identifying structuring and other potential means of moving marijuana proceeds into your institution
• Apprising potential regulatory shift directly impacting financial service providers
Speaker(s):
- Colby Adams, Managing Editor, ACAMS moneylaundering.com
- Alison K. Jimenez, CAMS, President and Founder, Dynamic Securities Analytics
- Stacey Ivie, Detective, Tactical Flight Officer, Washington/Baltimore HIDTA Task Force
- Courtney Linn, Partner, Orrick, Herrington, & Sutcliffe, LLP
The Billion-Dollar Hacking Heist - Lessons for Your Institution
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: OC1
• Tracking how cybercrime gangs have infiltrated institutions and ATMs through malware and remote access tools
• Establishing processes to closely monitor cybersecurity policies and procedures at professional services partners that host your data
• Bridging the gap between management and IT to make cyber security an enterprise-wide effort
Speaker(s):
- John Riggi, Section Chief, Cyber Outreach Section, Federal Bureau of Investigation (FBI)
- Greg A. Ruppert, CAMS, Executive Vice President, FINRA
- Greg Fields, CAMS, Content Analyst, ACAMS
Initiating "Whitelisting" to Safely Manage Transaction Alerts
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: CT1
• Developing parameters for “whitelisting” trusted customers to reduce unnecessary alerts
• Creating data analytics and a methodology to ensure whitelisting serves your institution’s needs
• Learning implementation strategies to successfully utilize whitelisting methodology at your institution
Speaker(s):
- Trish Emerson, Compliance Director, Financial Intelligence Unit (FIU), Capital One
- Cathy Nanos, CAMS, Senior Director Technology and Anti-Money Laundering Compliance | Consultant, Ally Financial
- Tim Lutz, Director, Financial Intelligence Unit, US Bank
- Timothy Cullen, CAMS, MBA, Chief Anti-Money Laundering Compliance Officer, INTL FC Stone
Managing Real-Time and Ongoing Customer Risk Assessment (Presented by NICE Actimize)
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: SE2
• How to address beneficial ownership from on-boarding through the customer life cycle
• Use of internal and external data for alert remediation
• Best practices for proactive risk rating
Speaker(s):
- Devesh Desai, Principal, Financial Crime Unit, PwC
- William Ward, CAMS, Executive Vice President, Chief BSA/AML & Security Officer, First Republic Bank
- Micah Willbrand, Global Head, Anti-Bribery and Corruption Solutions, NICE Actimize
- Kelvin Dickenson, Vice President of Compliance Solutions, Alacra
Practical Methods to Meet Enhanced AML Expectations for Casinos
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: MIT1
• Developing effective working relationships with banks by ensuring comprehensive due diligence and other AML compliance processes
• Instituting comprehensive front line training programs in KYC and suspicious activity identification
• Forging alliances with law enforcement to gain access to relevant trends and improve financial crime investigations
Speaker(s):
- Chuck Taylor, CAMS, Executive Vice President, Head of Financial Crimes Advisory, AML RightSource
- Kevin S. Rosenberg, Chair of the Government Investigations and White Collar Litigation Group, Goldberg, Lowenstein & Weatherwax
- Jim Dowling, Managing Director, Dowling Advisory Group
- Benjamin M. Floyd, CAMS, Senior Vice President, Corporate AML Officer, Caesars Entertainment
MSBs Finding and Retaining Banking Services for MSBs
Sep 28, 2015 12:15pm ‐ Sep 28, 2015 1:30pm
Identification: MIT2
• Developing KYC policies and risk management systems to satisfy banker expectations
• Organizing and providing documentation to aid due diligence and risk assessment processes
• Negotiating terms of relationship management, including procedures for account monitoring for successful bank/MSB relationships
Speaker(s):
- Christopher Bagnall, CAMS, CFE, Risk and Policy Manager, MB Financial Bank
- Waheed Rathore, "Executive Vice President, Group Chief of Compliance and AML ", Abu Dhabi Commercial Bank
- Melina Tapiz, CAMS, "Compliance Manager Enhanced Due Diligence Center Financial Crimes Risk Management ", Wells Fargo
- Barbara Keller, CAMS, AML Consultant