Case Study: Protecting Your Institution Against Sophisticated Tax Evasion Schemes

Mar 16, 2015 3:40pm ‐ Mar 16, 2015 4:55pm

Identification: LE3

  • Identifying key indicators of emerging real estate, double citizenship and medical-related business schemes
  • Boosting your due diligence practices to spot elaborate methods of currency structuring and movement of illicit funds
  • Analyzing the details of prominent enforcement cases that resulted in restitution payments to the IRS

Conducting Smart Risk Analysis and Interpreting Conclusions

Mar 16, 2015 3:40pm ‐ Mar 16, 2015 4:55pm

Identification: RM2

  • Adopting best practices for regular testing of high risk customers
  • Reconciling risk ratings for customers across multiple business lines
  • Effectively communicating your client risk profiles to your regulator

Welcome Remarks - Tuesday

Mar 17, 2015 7:30am ‐ Mar 17, 2015 7:50am

Identification: PS5


Keynote Address

Mar 17, 2015 7:50am ‐ Mar 17, 2015 8:25am

Identification: PS6


Global Terrorist Organizations: Blocking Threats to the Financial System

Mar 17, 2015 8:25am ‐ Mar 17, 2015 9:35am

Identification: PS7

  • Understanding the organizational structure and financial behavior of the Islamic State and other radical groups
  • Identifying red flags linked to the flow of funds between facilitators and terrorist group operatives
  • Pinpointing transactions used to fund terrorist organizations, ranging from charitable donations to the sale of oil

Meeting New International Sanctions Obligations

Mar 17, 2015 10:05am ‐ Mar 17, 2015 11:15am

Identification: PS8

  • Assessing the impact of new international sanctions regimes on global compliance operations
  • Managing the CDD burden of identifying newly restricted entities
  • Implementing robust internal controls to ensure compliance across the enterprise

Investigators' Forum: Financial Crimes Investigations Techniques

Mar 17, 2015 12:30pm ‐ Mar 17, 2015 1:45pm

Identification: CS4

ACAMS is pleased to host a group of Financial Crimes Investigations Advanced Certification alumni as they share critical insights from the comprehensive research that earned them the distinct honor of being awarded the CAMS-FCI designation. Be in the room for this eye-opening discussion and walk away with no less than twenty practical ideas to enhance your organization’s internal investigations processes.

News Flash

Mar 17, 2015 12:30pm ‐ Mar 17, 2015 1:45pm

Identification: H4

This year’s hot topic session will explore headline-making cases, key regulatory changes and top-of-mind challenges affecting global compliance executives. Join this expert-led panel as they evaluate the latest industry trends and collaborate on key initiatives for the coming year. Topics for this session will be finalized two weeks prior to the conference based on feedback from registered attendees.

Regulatory Update: Fulfilling Multi-Jurisdictional Compliance Obligations

Mar 17, 2015 12:30pm ‐ Mar 17, 2015 1:45pm

Identification: GI4

  • Analyzing the impact of the Fourth EU Directive on global compliance responsibilities
  • Examining China’s extraterritorial anti-corruption campaign and its impact on your institution
  • Anticipating your obligations under new extraterritorial tax reporting regimes

Successfully Banking Cash-Intensive Clients

Mar 17, 2015 12:30pm ‐ Mar 17, 2015 1:45pm

Identification: LAT1

  • Developing due diligence policies to ensure that cash-intensive clients are being appropriately screened and monitored
  • Determining which products to offer clients in high cash-flow sectors including foreign exchange houses, mobile service providers, casinos and restaurants
  • Adjusting cash sourcing protocols that apply to a range of customers from free-trade zones to highly restrictive jurisdictions