Keynote Address 1
Mar 16, 2015 7:25am ‐ Mar 16, 2015 7:55am
Identification: PS2
Speaker(s):
- Leslie R. Caldwell, Assistant Attorney General, US Department of Justice
Commemorating 20 Years of AML Thought Leadership and a Look at What's Ahead
Mar 16, 2015 7:55am ‐ Mar 16, 2015 9:05am
Identification: PS3
• Celebrating two decades of prominent expertise in moneylaundering.com conferences
• Assessing the key regulations and enforcement actions that shaped today’s financial system
• Evaluating key initiatives that transformed the world’s financial crime prevention efforts: What worked? What didn’t?
• Drafting solutions for tomorrow’s anticipated challenges
Speaker(s):
- Richard Weber, Managing Director, Americas Head of Financial Crime, UBS
- Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
- Dan Stipano, Partner, Buckley LLP
- Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
- Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Keynote Address 2
Mar 16, 2015 9:05am ‐ Mar 16, 2015 9:35am
Identification: PS14
Speaker(s):
- Rick McDonell, Former Executive Secretary, Financial Action Task Force (FATF), Executive Director, ACAMS
Views and Insights from the Regulatory Community
Mar 16, 2015 10:05am ‐ Mar 16, 2015 11:15am
Identification: PS4
• Ranking current regulatory priorities impacting compliance programs
• Identifying emerging examination trends that will inform future reviews
• Aligning financial institution and regulatory expectations
Speaker(s):
- Suzanne Williams, Deputy Associate Director, Federal Reserve Board
- Lisa D. Arquette, CAMS, Associate Director, Division of Risk Management Supervision, Federal Deposit Insurance Corporation (FDIC)
- Dan Stipano, Partner, Buckley LLP
- John J. Byrne, CAMS, Esq., Vice Chairman, AML Rightsource
Are You Conducting Due Diligence on the Right Risks? Responding to Global Market Shifts
Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm
Identification: KROLL1
• Keeping your due diligence program current despite developing world events
• Addressing due diligence challenges for entry into new markets
• Conducting risk assessments of your most challenging jurisdictions
Speaker(s):
- Lonnie Keene, Managing Director, Compliance, Kroll
- John Arvanitis, Associate Managing Director, Compliance, Kroll
Knowing Your Customer's Customer: To Bank or Not to Bank Medical Marijuana Related Businesses?
Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm
Identification: CS1
- Understanding the recent congressional legislative attempts that will affect your compliance program
- Identifying tactics used by marijuana businesses to remain undetected by the institutions that bank them
- Taking a proactive approach to corporate liability and SAR filing policies
Speaker(s):
- Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
- Jonathan E. Lopez, Partner, Orrick
- Angela Riggs, Detective, Narcotics/Department Federal Task Force Officer, Financial Investigations, Los Angeles County Sheriff's Department/Department of Homeland Security
- Timothy White, CAMS, Business Development and Regulatory Specialist, Banker’s Toolbox
Handling Terrorist Demands for Ransom
Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm
Identification: H1
A number of terrorists are increasingly turning to kidnapping and ransom to fund their activities. This fact could raise serious AML/CTF challenges for institutions asked to facilitate ransom payments. This groundbreaking panel explores the thorny legal and ethical questions of kidnapping and piracy ransom, and provides practical counsel to compliance officers grappling with this growing global issue.
Speaker(s):
- Brian Orsak, Managing Editor, ACAMS
- Dennis M. Lormel, CAMS, President and Chief Executive Officer, DML Associates
- Charles Dorsey, Director of Threat Assessment, The University of Alabama
Case Study: Shielding the Financial System from Abuse by Drug Cartels
Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm
Identification: LE1
- Using existing financial intelligence data to flag funds originating from drug trafficking operations
- Strengthening bank-law enforcement partnerships to facilitate more effective investigations
- Dissecting recent law enforcement cases with an eye toward enhancing your institution’s detection mechanisms
Speaker(s):
- Daniel Wager, CAMS, Vice President, Financial Crime Compliance, LexisNexis Risk Solutions
- Rebecca Branum, Senior Investigator, Drug Enforcement Administration (DEA)
- Patrick Li, Section Chief, US Immigration and Customs Enforcement (ICE), Homeland Security Investigations (HSI)
- Manuel A. Recio, Supervisory Special Agent, Staff Coordinator, Office of Financial Operations, Drug Enforcement Administration (DEA)
Balancing Customer Risk Management with Your Institution's Risk Appetite
Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm
Identification: RM1
- Developing smart criteria for customer risk ranking and establishing a protocol for categorizing and managing clients
- Establishing a customer review process that addresses changes in client activity and the need for ongoing due diligence
- Creating the infrastructure to support ongoing customer risk management
Speaker(s):
- William D. Langford, CAMS, Chief Compliance Officer for the Americas, MUFG Union Bank, N.A.
- Justina Rousseau, CAMS, CRCM, Senior Vice President, GFI Regional Risk Manager, Wells Fargo Bank
- Steven Beattie, Partner, Global Financial Crime Operations Services Leader, Ernst & Young LLP
- Brion Nazzaro, CRCM, CAMS, CFE, PMP, Senior Vice President - Chief Compliance Officer and BSA Officer, WorldRemit
- Robert L. Curry, CAMS, Executive Vice President, Chief Compliance Officer, KeyBank