Welcome Remarks - Monday

Mar 16, 2015 7:15am ‐ Mar 16, 2015 7:25am

Identification: PS1


Keynote Address 1

Mar 16, 2015 7:25am ‐ Mar 16, 2015 7:55am

Identification: PS2


Commemorating 20 Years of AML Thought Leadership and a Look at What's Ahead

Mar 16, 2015 7:55am ‐ Mar 16, 2015 9:05am

Identification: PS3

• Celebrating two decades of prominent expertise in moneylaundering.com conferences
• Assessing the key regulations and enforcement actions that shaped today’s financial system
• Evaluating key initiatives that transformed the world’s financial crime prevention efforts: What worked? What didn’t?
• Drafting solutions for tomorrow’s anticipated challenges

Keynote Address 2

Mar 16, 2015 9:05am ‐ Mar 16, 2015 9:35am

Identification: PS14


Views and Insights from the Regulatory Community

Mar 16, 2015 10:05am ‐ Mar 16, 2015 11:15am

Identification: PS4

• Ranking current regulatory priorities impacting compliance programs
• Identifying emerging examination trends that will inform future reviews
• Aligning financial institution and regulatory expectations

Are You Conducting Due Diligence on the Right Risks? Responding to Global Market Shifts

Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm

Identification: KROLL1

• Keeping your due diligence program current despite developing world events
• Addressing due diligence challenges for entry into new markets
• Conducting risk assessments of your most challenging jurisdictions

Knowing Your Customer's Customer: To Bank or Not to Bank Medical Marijuana Related Businesses?

Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm

Identification: CS1

  • Understanding the recent congressional legislative attempts that will affect your compliance program
  • Identifying tactics used by marijuana businesses to remain undetected by the institutions that bank them
  • Taking a proactive approach to corporate liability and SAR filing policies

Case Study: Blocking Corruption Proceeds from Entering Your Institution

Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm

Identification: GI1

  • Identifying common themes from recent corruption cases to help inform your anti-bribery and corruption policies
  • Collaborating across business lines to manage relationships with PEPs and other corruption-prone clients
  • Combating the internal threat of employees collaborating with illegal entities including drug cartels

Case Study: Shielding the Financial System from Abuse by Drug Cartels

Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm

Identification: LE1

  • Using existing financial intelligence data to flag funds originating from drug trafficking operations
  • Strengthening bank-law enforcement partnerships to facilitate more effective investigations
  • Dissecting recent law enforcement cases with an eye toward enhancing your institution’s detection mechanisms

Balancing Customer Risk Management with Your Institution's Risk Appetite

Mar 16, 2015 12:30pm ‐ Mar 16, 2015 1:45pm

Identification: RM1

  • Developing smart criteria for customer risk ranking and establishing a protocol for categorizing and managing clients
  • Establishing a customer review process that addresses changes in client activity and the need for ongoing due diligence
  • Creating the infrastructure to support ongoing customer risk management