Identifying Critical Takeaways from Recent Enforcement Actions

Sep 30, 2014 3:40pm ‐ Sep 30, 2014 4:55pm

Identification: GS07

  • Identifying common program failures leading to high profile penalties
  • Establishing transparency and robust surveillance controls for affiliates and correspondent relationships
  • Mitigating major gaps within monitoring practices, enterprise-wide risk management and alert mining
  • Leveraging lessons learned from enforcement actions to update internal programs and train AML departments   


Opening Remarks and ACAMS & LexisNexis Joint Survey

Oct 1, 2014 7:45am ‐ Oct 1, 2014 7:50am

Identification: GS08

Compliance in a Volatile Financial and Political Environment

Oct 1, 2014 7:50am ‐ Oct 1, 2014 9:00am

Identification: GS09

  • Keeping ahead of emerging products when limited regulatory guidance is available  
  • Preparing for personal accountability as part of the new enforcement priorities
  • Developing an effective course of action when faced with emerging financial crime threats
  • Updating controls to  international developments and political uncertainty directly impacting the financial system

Keynote Address and Q&A - Wednesday

Oct 1, 2014 9:00am ‐ Oct 1, 2014 9:30am

Identification: GS12

Fortifying Your Internal Infrastructure to Combat Cyber Intrusion

Oct 1, 2014 10:00am ‐ Oct 1, 2014 11:15am

Identification: GS11

  • Keeping current with sophisticated cyber attacks
  • Uncovering the link between cyber threats and international criminal organizations
  • Understanding the implications of recent e-crime cases involving identity theft, card and wire fraud, and elder financial exploitation
  • Utilizing best practices to fortify your internal IT infrastructure against cyber abuse

Closing Remarks

Oct 1, 2014 11:15am ‐ Oct 1, 2014 11:30am

Identification: GS13