Applying Model Risk Management Best Practices to Your List Screening Program

Sep 26, 2016 2:45pm ‐ Sep 26, 2016 4:00pm

Identification: SE5

Presented by LexisNexis

Assessing data quality for your list screening program Mobilizing the response to the data quality assessment results Executing data quality assessment remediation

Personal Liability: What Compliance Professionals Need to Know

Sep 26, 2016 2:45pm ‐ Sep 26, 2016 4:00pm

Identification: CS3

• Reviewing recent cases to document personal liability risks and potential responses
• Documenting appropriate AML oversight actions to demonstrate professional commitment to culture of compliance
• Differentiating personal and institutional liability to identify regulatory scenarios where legal interests may conflict

Casinos: Case Study: Lessons Learned from the Tinian Dynasty Case

Sep 26, 2016 2:45pm ‐ Sep 26, 2016 4:00pm

Identification: MIT5

Analyzing Tinian’s AML, CTR and patron identity failures to aid infortifying your compliance programs Scrutinizing FinCEN’s $75 million fine to gain insights into factors thatdrive severity of penalties Examining undercover investigation methods to emphasize the vital role ofa culture of compliance to reduce penalty severity

Transformation through Analytics - Modernizing Your AML Operations

Sep 26, 2016 2:45pm ‐ Sep 26, 2016 4:00pm

Identification: SE6

Presented by SAS

Exploring Industry use cases that modernize the analytical process leadingto more efficient operations Increasing SAR conversion rates and segmentation strategies to improvecoverage and higher quality investigations Improving efficiencies through analytical triage and use of visualizationtools that can help identify emerging risks

Using Financial Intelligence to Intercept Tax Evasion and Fraud Schemes

Sep 26, 2016 2:45pm ‐ Sep 26, 2016 4:00pm

Identification: RS3

Training relationship managers to detect common tax evasion schemesincluding false billing and abusive trusts Monitoring client accounts for potential identity theft and fraudulent taxpreparer schemes to guard against tax return scams Analyzing recent cases to discern avoidable errors and establish taxoversight best practices

VIP AML Knowledge Session: Moving AML from Predictions to Decisions Using Analytics and Technology

Sep 26, 2016 4:10pm ‐ Sep 26, 2016 4:55pm

Identification: SE7

Presented by EY

In today’s regulatory environment, organizations are looking to better leverage technology in order to increase efficiency and consistency while maintaining accuracy across the compliance organization. With so many options available, the task of moving from manually-intensive to automated processes can feel overwhelming. This conversation will include Anti-Money Laundering and Fraud case studies that demonstrate real world examples of how organizations can effectively make the transition from predictions to decisions using analytics and technology.


Special Presentation

Sep 26, 2016 4:10pm ‐ Sep 26, 2016 4:40pm

Identification: PS3

Presented by Polaris

Opening Remarks and ACAMS Awards Ceremony

Sep 27, 2016 7:45am ‐ Sep 27, 2016 8:20am

Identification: PS4


Rearming Compliance Policies to Fight New Forms of Threat Finance

Sep 27, 2016 8:20am ‐ Sep 27, 2016 9:35am

Identification: PD2

• Analyzing the financial patterns common to San Bernardino and European attackers to aid “small cell” detection
• Adapting CTF protocols to intercept potential black market transactions in natural resources or antiquities by violent extremist organzations (VEO)
• Examining emerging trends involving social media and new payment systems to identify methods for containing potential risks

Aligning AML Programs to Regulatory Expectations

Sep 27, 2016 10:05am ‐ Sep 27, 2016 11:20am

Identification: CS4

• Undertaking holistic AML program review to develop and apply enterprise-wide solutions
• Thoroughly examining your customer base to gain a comprehensive understanding of client-related risks
• Reviewing management systems to identify expertise gaps and justify acquisition of appropriate talent