Addressing Key Areas of Concern for Financial Institutions

Sep 24, 2013 2:15pm ‐ Sep 24, 2013 3:30pm

Identification: S06

  • Understanding FinCEN’s latest guidance on virtual currency
  • Assessing the impact of the Mexican currency regulation on US financial institutions 
  • Outlining Southwest border financial crime challenges and fortifying controls 
  • Evaluating financial institutions’ status regarding the CTR and SAR form change

Small Institutions Focus: Elevating Community Bank and Credit Union Compliance Practices to the Next Level

Sep 24, 2013 2:15pm ‐ Sep 24, 2013 3:30pm

Identification: MT06

  • Establishing a beneficial ownership and Customer Identification Program that fits your organization’s size and business model
  • Developing
  • Remaining competitive against larger institutions without straining to your AML resources
  • Achieving effective monitoring of new financial products and clients with limited resources and technology

Audit Thought Leadership Forum

Sep 24, 2013 2:15pm ‐ Sep 24, 2013 3:30pm

Identification: AW05

Join alumni from ACAMS’s inaugural Audit Advanced Certification program as they present original white papers and answer detailed questions about their recent research in the audit field. Session presenters are industry practitioners representing the next generation of audit intelligence. Be in the room as panel members share hands-on experiences, propose innovative solutions to audit challenges and present practical advice for meeting stringent regulatory expectations.

Day Three Opening Remarks - 2013 Global Anti-Money Laundering (AML) Joint Survey Speakers

Sep 25, 2013 8:00am ‐ Sep 25, 2013 8:15am

Identification: GS04


Uncovering Valuable Lessons from Recent Enforcement Action Themes

Sep 25, 2013 8:15am ‐ Sep 25, 2013 9:30am

Identification: PS05

  • Understanding the impact of recent penalties on your current compliance practices
  • Strengthening internal controls to avoid reputational damages 
  • Aligning your compliance priorities to match regulatory expectations 
  • Utilizing lessons learned from enforcement actions as training tools to make adjustments to your institution’s culture

Financial Crime Risk Analytics: The Future

Sep 25, 2013 10:00am ‐ Sep 25, 2013 11:00am

Identification: PS06

Analytics, utilized in a number of risk disciplines such as credit risk for some considerable time, have arrived in the financial crime risk discipline. Leading financial institutions have been investing in this capability to assess and validate the effectiveness of their operational processes and to identify key risks and trends. In this presentation, industry experts will debate the benefits and challenges in applying an evidence-backed, risk-based and analytics led approach to financial crime risk management.

Keynote Address and Q&A

Sep 25, 2013 11:00am ‐ Sep 25, 2013 11:45am

Identification: GS05


Closing Remarks

Sep 25, 2013 11:45am ‐ Sep 25, 2013 12:00pm

Identification: GS06