Let’s Review: Reviewing Past SARs to Strengthen Future Ones

Sep 26, 2017 2:45pm ‐ Sep 26, 2017 4:00pm

Identification: TUE27

• Conducting look-back analysis on previously filed SARs to identify and rectify issues such as incomplete narratives

• Reviewing clients with multiple SARs to establish efficacy of ongoing monitoring and account exiting systems

• Performing independent reviews on historical SARs to critique adequacy of investigative, documentation and filing decision systems


Disrupting Financial Crime Compliance: Transforming the Approach to Address Risks

Sep 26, 2017 4:00pm ‐ Sep 26, 2017 4:45pm

Identification: TUE28

Presented by EY

  • Integration of Innovative approaches to address heightened regulatory pressure and global risks
  • Development of flexible and adaptive operating and support models
  • Utilizing enablers to generate improvement and cost reduction opportunities

Opening Remarks and ACAMS Awards Ceremony

Sep 27, 2017 7:45am ‐ Sep 27, 2017 8:00am

Identification: WED01


Special Presentation and Q&A

Sep 27, 2017 8:00am ‐ Sep 27, 2017 8:30am

Identification: WED02


Culture Clash: Defending Culture of Compliance Integrity in Sales-Driven Environments

Sep 27, 2017 8:30am ‐ Sep 27, 2017 9:45am

Identification: WED03

Too often, AML officers get caught between two worlds. One is a hard-charging banking culture that rewards risk-taking. The other: A regulatory realm that expects AML managers to manage risks and ensure institutional ethics are up to standards. The pressures are growing, as evidenced by recent enforcement actions on rogue sales practices and regulatory demands for a quantifiable culture of compliance. At this session, experts analyze the contrasting demands in depth, mapping practical strategies for balancing professional, regulatory and institutional interests.


What the Hack: Strategies for Managing Growing Cybercrime Risks & Closing Remarks

Sep 27, 2017 10:15am ‐ Sep 27, 2017 11:35am

Identification: WED04

• Detailing susceptible attack points including mobile channels and business partners with access to data systems to fortify digital defenses

• Educating customers on digital security vulnerabilities and resources such as the multi-agency Internet Crime Complaint Center to combat cyber-fraud

• Promptly reporting cyber incidents internally and to law enforcement and utilizing support networks such as Financial Services Information Sharing and Analysis Center