Reinventing Internal Audit: A Data-Driven Approach

Sep 24, 2019 2:45pm ‐ Sep 24, 2019 4:00pm

Identification: TUE28

• Comparing differences between traditional audit approaches and those that are data-driven to delineate opportunities for greater operational and review efficiencies

• Developing strategies to transform legacy audit testing methods to analytic control tests in order to determine adequacy of quality controls

• Overcoming practical challenges in developing and implementing data-driven audit functions such as proper analysis and visualization of outputs to optimize value to institutions


Consenting Views: Achieving Lasting Positive Outcomes from Consent Recovery (Part Three)

Sep 24, 2019 2:45pm ‐ Sep 24, 2019 4:00pm

Identification: TUE29

• Compiling progress reports in easy-to-read format and creating centralized repository for relevant documents to illustrate fulfillment of order provisions and goals

• Crafting a post-order master plan to sustain compliance reforms going forward with tools such as AML strategic plans, human capital assessments and strengthened risk management

• Teaming with internal audit to formalize post-order audit timetables, enhance oversight in areas such as transaction testing and monitoring and validate culture of compliance


Using Practical Experience: Past the Hype of Financial Crime and Machine learning

Sep 24, 2019 2:45pm ‐ Sep 24, 2019 4:00pm

Identification: TUE30

Presented by KPMG

  • Achieving an optimal AML program through practical experience
  • Weighing the Pros and Cons: Business Process Outsourcing, Intelligent Automation, Machine learning and AI
  • Thinking about Global Regulators and where Innovating may take hold

Innovation Applied: Solving Financial Crime with Advanced Analytics & Intelligence

Sep 24, 2019 2:45pm ‐ Sep 24, 2019 4:00pm

Identification: TUE31

Presented by Oracle

  • Testing, Failing and Winning – Best Practices and Emerging Techniques in Scenario Design
  • Applying Graph Intelligence, Machine Learning Innovation across the AML cycle
  • Fighting Network with a Network – Collaborative Platform for AML – Progress to date & Ideas for the Future

Opening Remarks and ACAMS and Thomson Reuters Joint Survey

Sep 25, 2019 7:45am ‐ Sep 25, 2019 8:00am

Identification: WED01


Human Trafficking Special Presentation

Sep 25, 2019 8:00am ‐ Sep 25, 2019 8:40am

Identification: WED02


Panel Discussion: Dynamic Duos: Fighting Financial Crime with Public-Private Collaboration Initiatives

Sep 25, 2019 8:40am ‐ Sep 25, 2019 9:50am

Identification: WED03

• Discussing strategic approaches and opportunities to partner and leverage investigative and analytics resources to more efficiently and effectively combat financial crime

• Fostering a collaborative environment between key stakeholders to improve information sharing through existing venues such as SARs, 314(a), 314(b) and innovative/non-traditional means.

• Reviewing information sharing initiatives across the world, such as JMLIT in the UK, to better understand the collaborative initiatives under way.


Panel Discussion: Let’s Get Digital: Bitcoin, Blockchain and AML’s Rising Virtual Realities

Sep 25, 2019 10:20am ‐ Sep 25, 2019 11:30am

Identification: WED04

• Outlining how distributed ledger technology (blockchain) works to illustrate its growing role in financial innovation and products such as cryptocurrencies

• Leveraging blockchain analytics to enhance data integrity, elevate accuracy of AML functions such as KYC/CDD and OFAC filtering and promote improved transaction monitoring

• Crafting AML models to mitigate unique risks of crypto currencies and digital exchanges such as illicit funds conversion, Dark Web market and discordant global regulation


Closing Remarks

Sep 25, 2019 11:30am ‐ Sep 25, 2019 11:35am

Identification: WED05