Mr. Anthony J. Tricaso has over eighteen (18) years of experience in regulatory compliance, financial operations, and risk management. His experience extends across a range of financial services industries, including retail and commercial banking, international banking, broker / dealer, transfer agent, investment advisory and trust services with an emphasis in Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and Office of Foreign Assets Control (OFAC). Mr. Tricaso has obtained the Certified Anti-Money Laundering Specialist (CAMS) designation, holds FINRA Series 6, 7, and 63 licenses and earned an MBA from Thomas More College in Business Administration.