Bob is a Principal in KPMG’s Financial Crimes & Enforcement practice in New York. Bob has worked as a risk and compliance professional for more than 25 years. Prior to joining KPMG in 2011, Bob served as regional head of anti-money laundering (AML) for a large international financial institution, including its institutional and retail broker-dealers. Bob previously served in a senior capacity in the Legal & Compliance Department of a large U.S. retail broker-dealer, including as Deputy Director of Compliance and Regulatory Counsel. Bob began his career as an attorney in the Enforcement Division of the U.S. Securities & Exchange Commission.