Charlene C. Balfour

Managing Director, Corporate & Investment Banking (CIB) Audit, JPMorgan Chase

Ms. Baulfour is responsible for delivering against an Audit Plan that includes reviews of the BSA/AML, Sanction, Anti-Trust and the Dodd-Frank compliance programs, among other things.   She joined JPMorgan from Lloyds Banking Group, were she was the Chief Compliance Officer for North America, and the BSA Officer.  In that capacity, she was responsible for providing day to day oversight of BSA/AML and OFAC, enterprise-wide and for the regional execution of the corporate compliance and compliance testing programs.  Ms. Baulfour joined Lloyds Banking Group from Bank of America where she served in several roles including the head of the Compliance’s Surveillance and Monitoring team and as senior member of the ABS Syndicate Desk.  She is a Salomon Brothers alumna where she first became licensed by NASD, CFTC to execute bonds, commodities, options and derivatives transactions.   

Appearances