Brian J. Walsh

Vice President and Deputy AML Officer, Pershing

Mr. Walsh is responsible for the management and development of AML compliance efforts, acts as the AML control person for the on-boarding of new business, and conducts complex money laundering and securities fraud investigations. Mr. Walsh represents AML compliance on multiple risk committees throughout the Pershing/Bank of New York Mellon enterprise. Prior to joining Pershing, he was the director of compliance investigations at the Depository Trust & Clearing Corporation in which he directed the day-to-day operations, including coordinating investigations with member firms, regulators, and law enforcement. Mr. Walsh began his career with Merrill Lynch & Co. where he was the global SAR officer and coordinated money laundering and financial fraud investigations amongst various business units and affiliates. Mr. Walsh also holds Series 7 and Series 24 registrations.

Appearances