When Following the Risk-Based Approach is Just Not Enough

Jan 25, 2016 3:45pm ‐ Jan 25, 2016 5:00pm


Description

• Identifying regulatory risks that cannot be captured by your risk assessment
• Evaluating limits of risk models to close data gaps and meet regulatory expectations
• Knowing when to create controls that exceed regulatory expectations 

Speaker(s):

  • Susan J. Galli, CAMS, Managing Director, Advisory Financial Crimes Unit,, PwC
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T
  • Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank AB, New York Branch
  • Violette Palion, Director, AML Compliance & Transactions Monitoring Practice Lead, Vesta Compliance Solutions, LLC

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