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When Following the Risk-Based Approach is Just Not Enough

Jan 25, 2016 3:45pm ‐ Jan 25, 2016 5:00pm

Credits: None available.


• Identifying regulatory risks that cannot be captured by your risk assessment
• Evaluating limits of risk models to close data gaps and meet regulatory expectations
• Knowing when to create controls that exceed regulatory expectations 


  • Susan J. Galli, CAMS, President, Galli AML Advisory, LLC
  • Susan Tuccillo, CAMS, Senior Vice President, Head of Compliance, Nordea Bank
  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist
  • Violette Palion, Director, AML Compliance & Transactions Monitoring Practice Lead, Vesta Compliance Solutions, LLC


Credits: None available.

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