Identifying key examination trends for 2013 and looking forward to 2014
Assessing the impact of recently enacted regulations in the financial sector
Understanding examiners’ expectations in the areas of risk assessment and internal controls
Reviewing the impact of recent enforcement on financial institutions
Speaker(s):
John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
Christine
Ring,
CAMS,
Managing Director of AML/ ATF Assessment Program, AML and Compliance Division,
Office of the Superintendent of Financial Institutions (OSFI)
John
Wagner,
CAMS, NBE,
Managing Director,
Deloitte Risk and Financial Advisory
