Description
Too often, AML officers get caught between two worlds. One is a hard-charging banking culture that rewards risk-taking. The other: A regulatory realm that expects AML managers to manage risks and ensure institutional ethics are up to standards. The pressures are growing, as evidenced by recent enforcement actions on rogue sales practices and regulatory demands for a quantifiable culture of compliance. At this session, experts analyze the contrasting demands in depth, mapping practical strategies for balancing professional, regulatory and institutional interests.
Speaker(s):
- John
J. Byrne,
CAMS, Esq.,
Vice Chairman,
AML Rightsource
- Robert
L. Curry,
CAMS,
Executive Vice President, Chief Compliance Officer,
KeyBank
- Dan
Soto,
Chief Compliance Officer,
Ally Financial
- Dan
Stipano,
Partner,
Buckley LLP
