Description

• Conducting look-back analysis on previously filed SARs to identify and rectify issues such as incomplete narratives

• Reviewing clients with multiple SARs to establish efficacy of ongoing monitoring and account exiting systems

• Performing independent reviews on historical SARs to critique adequacy of investigative, documentation and filing decision systems

Moderator(s):

• Chuck Taylor, CAMS, Senior Vice President and BSA Officer, City National Bank

Speaker(s):

• Salvatore LaScala, AML Practice Leader, Managing Director, Global Investigations and Compliance , Navigant
• Jacqueline Shinfield, Partner, Blake, Cassels & Graydon LLP
• Georgie Kastama, CAMS, First Vice President, BSA Officer, Midfirst Bank
• Jessica Gomel-Veksland, Global Head of AML, Wholsale Banking, HSBC