Description
• Conducting look-back analysis on previously filed SARs to identify and rectify issues such as incomplete narratives
• Reviewing clients with multiple SARs to establish efficacy of ongoing monitoring and account exiting systems
• Performing independent reviews on historical SARs to critique adequacy of investigative, documentation and filing decision systems
Moderator(s):
- Chuck
Taylor,
CAMS,
Executive Vice President, Head of Financial Crimes Advisory,
AML RightSource
Speaker(s):
- Salvatore
R. LaScala,
AML Practice Leader, Managing Director, Global Investigations and Compliance ,
Navigant
- Jacqueline
Shinfield,
Partner,
Blake, Cassels & Graydon LLP
- Georgie
Kastama,
CAMS,
First Vice President, BSA Officer,
Midfirst Bank
- Jessica
Gomel-Veksland,
Global Head of AML, Wholsale Banking,
HSBC
