0       0

ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas


TUE17 - The ABCs of FIUs: Building an In-House Financial Intelligence Unit to Bolster AML


Sep 26, 2017 2:00pm ‐ Sep 26, 2017 3:15pm

Description

• Determining objectives of FIU to ensure team’s skills serve goals such as managing case investigations and identifying unusual transaction patterns

• Integrating FIU into existing AML infrastructure to enhance proficiencies in areas such as peer review of red flag resolutions and SAR documentation

• Utilizing FIU personnel as subject matter experts on issues such as OFAC compliance, case escalation and risk-based recommendations on client relationships

Speaker(s):

  • Lester M. Joseph, Manager, Global Financial Crimes Intelligence Group, , Wells Fargo
  • Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
  • Angel Swift, CAMS, Vice President - Compliance and Financial Crimes Solutions, , Enigma
  • William J. Voorhees, MFA, C.F.E., CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T

You must be logged in and own this session in order to post comments.

Print Certificate
Review Answers
Print Transcript
Completed on: token-completed_on
Review Answers
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
rendered in: 
* - Indicates answer is required.
token-content
token-speaker-name image
token-speaker-name
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content