Description

• Determining objectives of FIU to ensure team’s skills serve goals such as managing case investigations and identifying unusual transaction patterns

• Integrating FIU into existing AML infrastructure to enhance proficiencies in areas such as peer review of red flag resolutions and SAR documentation

• Utilizing FIU personnel as subject matter experts on issues such as OFAC compliance, case escalation and risk-based recommendations on client relationships

Speaker(s):

• Lester M. Joseph, Manager, Global Financial Crimes Intelligence Group, , Wells Fargo
• Jack Oskvarek, CAMS, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
• Angel Swift, CAMS, Vice President - Compliance and Financial Crimes Solutions, , Enigma
• William J. Voorhees, MFA, C.F.E., CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T