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ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas

TUE17 - The ABCs of FIUs: Building an In-House Financial Intelligence Unit to Bolster AML

Sep 26, 2017 2:00pm ‐ Sep 26, 2017 3:15pm


• Determining objectives of FIU to ensure team’s skills serve goals such as managing case investigations and identifying unusual transaction patterns

• Integrating FIU into existing AML infrastructure to enhance proficiencies in areas such as peer review of red flag resolutions and SAR documentation

• Utilizing FIU personnel as subject matter experts on issues such as OFAC compliance, case escalation and risk-based recommendations on client relationships


  • Lester M. Joseph, Manager, Global Financial Crimes Intelligence Group, , Wells Fargo
  • Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
  • Angel P. Swift, CAMS, Vice President, Compliance & Financial Crime Solutions, Enigma Technologies, Inc.
  • William J. Voorhees, CAMS, Senior Vice President, BSA/AML Financial Intelligence Unit Manager, BB&T, Now TRUIST

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