ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas

TUE11 - Written in the SARS: Upping Your Game on Suspicious Activity Report Narratives

Sep 26, 2017 11:35am ‐ Sep 26, 2017 12:50pm


Description

• Assembling required information including client data, transactional behavior and reason for flagging activity as suspicious

• Outlining and writing narrative arc that is clear, concise, chronological and comprehensive

• Editing SAR for thoroughness and accuracy and designating point person and procedures for responding to follow-up inquiries by regulators or law enforcement

Moderator(s):

  • Angel Swift, CAMS, Vice President - Compliance and Financial Crimes Solutions, , Enigma

Speaker(s):

  • Stacey Ivie, Task Force Officer, Northern Virginia Financial Initiative, Washington/Baltimore, HIDTA
  • Joe Soniat, CAMS, CFE, BSA/AML Officer, Union Bank and Trust
  • Evan Weitz, Managing Director, Head of Controls, Europe and Americas, Financial Crime Compliance, Standard Chartered Bank

You must be logged in and own this session in order to post comments.

Print Certificate
Review Answers
Print Transcript
Completed on: token-completed_on
Review Answers
Please select the appropriate credit type:
/
test_id: 
credits: 
completed on: 
* - Indicates answer is required.
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
token-index
token-content
/
/
token-index
token-content