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Systems Check: Planning and Executing an Independent IT Audit


Apr 21, 2020 4:35pm ‐ Apr 21, 2020 5:35pm


Credits: None available.

Description

• Creating a risk-based audit approach to review efficacy of IT systems, associated non-automated processes and the interfaces connecting them

• Ensuring auditors have full knowledge of risks relating to AFC functions such as oversight across business lines, regulatory compliance and cybersecurity/hacking

• Reviewing audit findings to assess factors such as data quality and conformance to internal controls to take corrective actions as indicated by review

Moderator(s):

Speaker(s):

  • Sandra L. DePoalo, Global Head of Financial Crimes Compliance, Bank of New York Mellon
  • Khalid Hossain, CAMS, Audit Director – Global Financial Crime Prevention Audit, UBS
  • Scott Nathan, Global Head of Innovation for AML and Risk, State Street Corporation
  • Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions

Credits

Credits: None available.

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