Description

• Creating a risk-based audit approach to review efficacy of IT systems, associated non-automated processes and the interfaces connecting them

• Ensuring auditors have full knowledge of risks relating to AFC functions such as oversight across business lines, regulatory compliance and cybersecurity/hacking

• Reviewing audit findings to assess factors such as data quality and conformance to internal controls to take corrective actions as indicated by review

Moderator(s):

• Lindsay M. Dastrup, CAMS-Audit, CAMS-FCI, Vice President, Audit Leader, American Express

Speaker(s):

• Sandra L. DePoalo, Global Head of Financial Crimes Compliance, Bank of New York Mellon
• Khalid Hossain, CAMS, Audit Director – Global Financial Crime Prevention Audit, UBS
• Scott Nathan, Global Head of Innovation for AML and Risk, State Street Corporation
• Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions