Description
• Creating a risk-based audit approach to review efficacy of IT systems, associated non-automated processes and the interfaces connecting them
• Ensuring auditors have full knowledge of risks relating to AFC functions such as oversight across business lines, regulatory compliance and cybersecurity/hacking
• Reviewing audit findings to assess factors such as data quality and conformance to internal controls to take corrective actions as indicated by review
Moderator(s):
Speaker(s):
- Sandra
L. DePoalo,
Global Head of Financial Crimes Compliance,
Bank of New York Mellon
- Khalid
Hossain,
CAMS,
Audit Director – Global Financial Crime Prevention Audit,
UBS
- Scott
Nathan,
Global Head of Innovation for AML and Risk,
State Street Corporation
- Peter
D. Wild,
CAMS-Audit,
Founder,
Wild AML Solutions
