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The Light of SARs: Managing Supporting Document Requests from Law Enforcement

Apr 21, 2020 4:35pm ‐ Apr 21, 2020 5:35pm

Credits: None available.


• Retaining and securing supporting documentation at time of SAR filing to mitigate delays in responding to law enforcement requests

• Scrutinizing request to determine specifics of requested information comprehensive and complete in accordance with FinCEN guidance

• Communicating with investigators post-request to identify avoidable oversights with future SAR filings and foster best practices for handling document requests in future


  • Nicolas E. Khouri, CAMS, Senior Compliance Director, Head of AML Investigations, Ally Bank


  • Michael P. Grady, Trial Attorney, Bank Integrity Unit, Money Laundering and Asset Recovery Section, Department of Justice, Criminal Division
  • Stacey Ivie, Detective, Tactical Flight Officer, Washington/Baltimore HIDTA Task Force
  • Christopher Ruzich, JD, CAMS, Director / Senior Manager, Financial Crime Compliance, Standard Chartered Bank
  • John F. Tobon, Deputy Special Agent in Charge, Homeland Security Investigations


Credits: None available.

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