Description
• Developing and testing policies for determining beneficial owners and controlling persons to meet regulatory expectations
• Formulating systems to collect and manage required client data and conduct event-triggered risk reviews as warranted
• Training onboarding personnel and relationship managers on CDD Final Rule to attain enterprise-wide awareness of new standards, practices and policies
Speaker(s):
- Kieran
Beer,
CAMS,
Chief Analyst, Director of Editorial Content,
ACAMS
- Megan
D. Hodge,
CAMS,
Executive Compliance Director, BSA/AML Officer,
Ally Bank
- Anna
M. Rentschler,
CRCM, AMLP, CAMS,
Vice President and BSA Officer,
Central Bancompany
- Joe
Soniat,
CAMS, CFE,
Account Risk Management Sr. Associate,
Federal Reserve Bank of New York
