Description
• Charting current legal landscape of marijuana and related enterprises to ensure AFC models reflect and resolve conflicting domestic and cross-sovereign regulations
• Optimizing AI-assisted monitoring, data-driven KYC/CDD reviews and updated staff training to keep marijuana-related risk management robust and efficient
• Assessing institutional risk appetite and tolerance standards to formalize and standardize policies for retaining or exiting MRB accounts
Moderator(s):
- David
Haghighi,
CAMS-Audit,
Chief Counsel – AML, Sanctions, Anti-Corruption and Government and Regulatory Enforcement, Legal Department,
The PNC Financial Services Group, Inc.
Speaker(s):
- Robert
Baron,
CAMS,
Senior Vice President, Member Services,
Technicolor Federal Credit Union
- Ali
Moghaddam,
CAMS,
Senior Vice President, BSA and OFAC Officer,
City National Bank
- Greg
A. Ruppert,
CAMS,
Executive Vice President,
FINRA
- Dan
Stipano,
Partner,
Buckley LLP
