Description
• Articulating institutional risk appetite and risk tolerance policies to standardize customer assessment ratings
• Developing quantitative criteria to uniformly measure risks linked to geography, product lines and customer profile
• Analyzing residual risks to ensure accordance with institutional risk tolerance policies
Speaker(s):
- Elena
Hughes,
CAMS,
Executive Director, Deputy Head of AML - Institutional Securities Group ,
Morgan Stanley
- Michael
S. Schidlow,
CAMS-Audit,
Expert Consultant in Financial Crime Compliance
- Peter
D. Wild,
CAMS-Audit,
Founder,
Wild AML Solutions
- Bradley
Mirkin,
Managing Director of Regulatory Products,
RDC
- Elizabeth
L. Slim,
CAMS,
First Vice President, Regulatory Trainer,
Commonwealth Business Bank
