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ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas


MON19 - Acceptable Risk: Formalizing Risk Tolerance Policies to Ensure Uniform Decisions Across Enterprise


Sep 25, 2017 3:45pm ‐ Sep 25, 2017 5:00pm

Description

• Articulating institutional risk appetite and risk tolerance policies to standardize customer assessment ratings

• Developing quantitative criteria to uniformly measure risks linked to geography, product lines and customer profile

• Analyzing residual risks to ensure accordance with institutional risk tolerance policies

Speaker(s):

  • Elena Hughes, CAMS, Executive Director, Deputy Head of AML - Institutional Securities Group , Morgan Stanley
  • Michael S. Schidlow, CAMS-Audit, Head of FCC and Emerging Risk Audit Development Global Internal Audit, HSBC
  • Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions
  • Bradley Mirkin, Managing Director of Regulatory Products, RDC
  • Elizabeth Liz Slim, CAMS, First Vice President, Regulatory Trainer, Commonwealth Business Bank

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