Description

• Articulating institutional risk appetite and risk tolerance policies to standardize customer assessment ratings

• Developing quantitative criteria to uniformly measure risks linked to geography, product lines and customer profile

• Analyzing residual risks to ensure accordance with institutional risk tolerance policies

Speaker(s):

• Elena Hughes, CAMS, Executive Director, Deputy Head of AML - Institutional Securities Group , Morgan Stanley
• Michael S. Schidlow, CAMS-Audit, Head of FCC and Emerging Risk Audit Development Global Internal Audit, HSBC
• Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions
• Bradley Mirkin, Managing Director of Regulatory Products, RDC
• Elizabeth Liz Slim, CAMS, First Vice President, Regulatory Trainer, Commonwealth Business Bank