ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas

MON18 - Advise and Consent: Managing Internal Processes to Ensure Timely and Appropriate Responses to Enforcement

Sep 25, 2017 3:45pm ‐ Sep 25, 2017 5:00pm


Description

• Developing strategic plans to target and rectify deficiencies that led to enforcement action
• Analyzing best practices for managing relationship with a monitor
• Conducting post-remediation review to identify positive outcomes and strengthen compliance going forward

Moderator(s):

  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, BB&T

Speaker(s):

  • Daniel W. Levy, Principal, McKool Smith
  • Michelle J. Neufeld, AML Expert, Executive Vice President, Head of Compliance and Operational Risk FIG, Wells Fargo
  • Mark Prater, CAMS-Audit, Vice President, Senior Audit Manager, U.S Bancorp

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