Description
• Developing strategic plans to target and rectify deficiencies that led to enforcement action
• Analyzing best practices for managing relationship with a monitor
• Conducting post-remediation review to identify positive outcomes and strengthen compliance going forward
Moderator(s):
- Rick
A. Small,
CAMS,
Executive Vice President, Director Financial Crimes Program,,
Truist
Speaker(s):
- Daniel
W. Levy,
Principal,
McKool Smith
- Michelle
J. Neufeld,
AML Expert,
Executive Vice President, Control Leader FIG and international,
Wells Fargo
- Mark
Prater,
CAMS-Audit,
Vice President, Senior Audit Manager,
U.S Bancorp
