Description

• Developing strategic plans to target and rectify deficiencies that led to enforcement action
• Analyzing best practices for managing relationship with a monitor
• Conducting post-remediation review to identify positive outcomes and strengthen compliance going forward

Moderator(s):

• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program, , BB&T

Speaker(s):

• Daniel W. Levy, Principal, McKool Smith
• Michelle J. Neufeld, AML Expert, Executive Vice President, Control Leader FIG and international, Wells Fargo
• Mark Prater, CAMS-Audit, Vice President, Senior Audit Manager, U.S Bancorp