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Regulatory Roundtable: Overview on Oversight from Top Regulatory Voices


Apr 20, 2020 9:10am ‐ Apr 20, 2020 10:20am


Credits: None available.

Description

• Scrutinizing recent developments in US and global compliance including new rules and advisories affecting AFC operating models and regulatory expectations

• Identifying evolving regulatory exam trends to understand implications for allocating compliance resources and additions to IT systems and/or human capital

• Defining and refining best practices for addressing areas such as risk-based management for new products or resolution of cross-sovereign regulatory conflicts

Moderator(s):

  • Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS

Speaker(s):

  • Koko Ives, Manager, BSA/AML Compliance Section, Division of Supervision and Regulation, Federal Reserve Board
  • Donna M. Murphy, Deputy Comptroller, Compliance Risk Policy, Office of the Comptroller of the Currency (OCC)

Credits

Credits: None available.

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