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ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas

MON12 - The Latest Developments: Updating Client Profiles to Ensure Risk Ratings Reflect Current Realities

Sep 25, 2017 2:00pm ‐ Sep 25, 2017 3:15pm


• Determining potential sanction, PEP, business line and geographic risks to ensure comprehensive collection of all relevant client data

• Creating new profile to incorporate changes in business models, transaction patterns or entity ownership impact into risk assessment

• Adjusting risk rating and monitoring protocols based on updated information to ensure proper allocation of oversight resources


  • Darrin McLaughlin, CAMS, AML Advisory Lead, Financial Intelligence Unit and Fraud, Capital One


  • Marilú Jiménez, Esq., CAMS, Founder and President, Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
  • Matthew Michaud, Vice President, AML Data, Infrastructure & Analytics, Captial One
  • Kristina Sanger, Senior Manager, Financial Services, EY

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