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ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas


MON12 - The Latest Developments: Updating Client Profiles to Ensure Risk Ratings Reflect Current Realities


Sep 25, 2017 2:00pm ‐ Sep 25, 2017 3:15pm

Description

• Determining potential sanction, PEP, business line and geographic risks to ensure comprehensive collection of all relevant client data

• Creating new profile to incorporate changes in business models, transaction patterns or entity ownership impact into risk assessment

• Adjusting risk rating and monitoring protocols based on updated information to ensure proper allocation of oversight resources

Moderator(s):

  • Darrin McLaughlin, CAMS, AML Advisory Lead, Financial Intelligence Unit and Fraud, Capital One

Speaker(s):

  • Marilu Jimenez, Esq., CAMS, President, Financial Intelligence Network & Compliance Advisors
  • Matt Michaud, Vice President of AML Data, Infrastructure & Analysis, Capital One
  • Kristina Sanger, Senior Manager, Financial Services, EY

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