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Starting at the Top: Senior Management Accountability for Effective Compliance Oversight

Apr 11, 2016 4:40pm ‐ Apr 11, 2016 5:55pm

Credits: None available.


• Affirming executive commitment to culture of compliance and risk management principles

• Building effective arguments with senior management to procure adequate compliance resources

• Updating management on recent SARs, significant regulatory changes and other issues requiring executive attention


  • Zachary C. Miller, CAMS-FCI, Vice President/BSA Officer, Mid Penn Bank
  • Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation


  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist



Credits: None available.

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