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ACAMS 18th Annual AML & Financial Crime Conference - Las Vegas


TUE29 - Consenting Views: Achieving Lasting Positive Outcomes from Consent Recovery (Part Three)


Sep 24, 2019 3:45pm ‐ Sep 24, 2019 5:00pm

Description

• Compiling progress reports in easy-to-read format and creating centralized repository for relevant documents to illustrate fulfillment of order provisions and goals
• Crafting a post-order master plan to sustain compliance reforms going forward with tools such as AML strategic plans, human capital assessments and strengthened risk management
• Teaming with internal audit to formalize post-order audit timetables, enhance oversight in areas such as transaction testing and monitoring and validate culture of compliance

Speaker(s):

  • Victor R. Cardona, CAMS, Senior Vice President, BSA Officer, Financial Intelligence Unit, Mechanics Bank
  • Jason Chorlins, CPA, Principal, Risk Advisory Services, Kaufman, Rossin & Co.
  • Roy D’sa, Senior Vice President, Chief BSA Officer, Huntington National Bank

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