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ACAMS 18th Annual AML & Financial Crime Conference - Las Vegas

TUE18 - Consenting Views: Achieving Positive Outcomes from Consent Order Recovery (Part Two)


Sep 24, 2019 2:00pm ‐ Sep 24, 2019 3:15pm


Description

• Obtaining management buy-in of remediation plan to secure resources such as outside consultants and institutional support for initiatives such as enhancing culture of compliance

• Developing and implementing monitoring and reporting tools to track remediation progress and regularly update examiners to affirm credibility of recovery execution

• Facilitating mid-remediation feedback from regulator to assess efficacy of action plan progress and adjust recovery plan as warranted based on examiner input

Moderator(s):

  • Kimani Rogers, CAMS, Executive Director – Global KYC Audit Manager, JPMorgan Chase & Co.

Speaker(s):

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