Description
• Obtaining management buy-in of remediation plan to secure resources such as outside consultants and institutional support for initiatives such as enhancing culture of compliance
• Developing and implementing monitoring and reporting tools to track remediation progress and regularly update examiners to affirm credibility of recovery execution
• Facilitating mid-remediation feedback from regulator to assess efficacy of action plan progress and adjust recovery plan as warranted based on examiner input
Moderator(s):
- Kimani
Rogers,
CAMS,
Executive Director – Global KYC Audit Manager,
JPMorgan Chase & Co.
Speaker(s):
- Ravi
De Silva,
CAMS,
Global Head of Compliance Assurance for AML, Sanctions, ABC & Automation,
Citigroup
- Myrna
Olvera,
CAMS,
Senior Vice President, BSA Officer,
East West Bank
- Bob
Skrzypczak,
Principal,
KPMG
- Dan
Stipano,
Partner,
Buckley LLP
