Description

• Alerting senior management at first sign of adverse exam findings to outline issues of regulatory concern and develop institutional responses to potential enforcement actions
• Engaging experienced counsel to spearhead negotiation of cease and desist order terms including civil money penalties to attain most favorable terms for your institution
• Creating an internal task force to review consent order requirements such as look-backs or deadlines for task completion to develop a comprehensive remediation plan

Speaker(s):

• Stephanie Brooker, Partner, Gibson Dunn
• Susan J. Galli, CAMS, President, Galli AML Advisory LLC
• David M. Gerhart, CAMS, Vice President, BSA Officer, Orrstown Bank
• Tyler Hand, Global Head of Sanctions, Interdiction, Anti-Corruption, Western Union
• Marilu Jimenez, Esq., CAMS, Founder, Financial Intelligence Network & Compliance Advisors
• Steven G. Lewis, CAMS, Deputy General Manager and Compliance Officer, Woori Bank, New York