Description

• Alerting senior management at first sign of adverse exam findings to outline issues of regulatory concern and develop institutional responses to potential enforcement actions

• Engaging experienced counsel to spearhead negotiation of cease and desist order terms including civil money penalties to attain most favorable terms for your institution

• Creating an internal task force to review consent order requirements such as look-backs or deadlines for task completion to develop a comprehensive remediation plan

Moderator(s):

• Susan J. Galli, CAMS, President, Galli AML Advisory, LLC

Speaker(s):

• Stephanie Brooker, Partner, Gibson Dunn
• David M. Gerhart, CAMS, Vice President, BSA Officer, Orrstown Bank
• Marilú Jiménez, Esq., CAMS, Founder and President, Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
• Steven G. Lewis, CAMS, Deputy General Manager and Compliance Officer, Woori Bank, New York
• Clay Roberts, Deputy Global Head of Financial Crimes Compliance, Western Union