Description
• Alerting senior management at first sign of adverse exam findings to outline issues of regulatory concern and develop institutional responses to potential enforcement actions
• Engaging experienced counsel to spearhead negotiation of cease and desist order terms including civil money penalties to attain most favorable terms for your institution
• Creating an internal task force to review consent order requirements such as look-backs or deadlines for task completion to develop a comprehensive remediation plan
Moderator(s):
Speaker(s):
- Stephanie
Brooker,
Partner,
Gibson Dunn
- David
M. Gerhart,
CAMS,
Vice President, BSA Officer,
Orrstown Bank
- Marilú
Jiménez,
Esq., CAMS,
Founder and President,
Financial Intelligence Network & Compliance Advisors (FINCAdvisors)
- Steven
G. Lewis,
CAMS,
Deputy General Manager and Compliance Officer,
Woori Bank, New York
- Clay
Roberts,
Deputy Global Head of Financial Crimes Compliance,
Western Union
