Description

• Assessing the potential enhancements needed to any existing AML program to meet the new standard set by the Rule 504 annual certification requirement, including those not regulated by the NYDFS
• Adjusting approaches to data management, issue management, risk assessment and independent testing
• Discussing the implications of Rule 504 in respect to personal liability

Speaker(s):

• Maleka Ali, CAMS-Audit, President, Arc-Serv
• Meryl Lutsky, Esq., Managing Director of Investigations, T&M Protection Resources
• Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions LLC