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ACAMS 16th Annual AML & Financial Crime Conference - Las Vegas


MON04 - New York State of Mind: Analyzing the National Implications of NYDFS 504


Sep 25, 2017 11:30am ‐ Sep 25, 2017 12:45pm

Description

  • Assessing the potential enhancements needed to any existing AML program to meet the new standard set by the Rule 504 annual certification requirement, including those not regulated by the NYDFS
  • Adjusting approaches to data management, issue management, risk assessment and independent testing
  • Discussing the implications of Rule 504 in respect to personal liability

Speaker(s):

  • Maleka Ali, CAMS-Audit, President, Arc-Serv
  • Meryl Lutsky, Esq., Managing Director of Investigations, T&M Protection Resources
  • Peter D. Wild, CAMS-Audit, Founder, Wild AML Solutions LLC

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