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ACAMS 18th Annual AML & Financial Crime Conference - Las Vegas


MON28 - Assessing the CDD Final Rule: A Year of Transitions


Sep 23, 2019 3:45pm ‐ Sep 23, 2019 5:00pm

Description

• Analyzing risk-based methods for adapting beneficial ownership determination policies to balance compliance with CDD Final Rule and delivery of positive consumer experiences

• Appraising effectiveness of staff training in areas such as triggering events and inquiry escalation to ensure awareness of, and conformity to, regulatory and institutional requirements

• Documenting integration of CDD Final Rule into legacy AML systems to facilitate positive examination outcomes and demonstrate strength of culture of compliance

Moderator(s):

  • Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist

Speaker(s):

  • Bob Molloy, CAMS, Chief BSA/AML Officer, Raymond James Financial
  • Megan L. Nelson, Senior Vice President, Manager Financial Crimes Governance & Risk Assessments, BB&T
  • Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
  • Dan Stipano, Partner, Buckley LLP

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