Description

• Analyzing risk-based methods for adapting beneficial ownership determination policies to balance compliance with CDD Final Rule and delivery of positive consumer experiences

• Appraising effectiveness of staff training in areas such as triggering events and inquiry escalation to ensure awareness of, and conformity to, regulatory and institutional requirements

• Documenting integration of CDD Final Rule into legacy AML systems to facilitate positive examination outcomes and demonstrate strength of culture of compliance

Moderator(s):

• Rick A. Small, CAMS, Executive Vice President, Director Financial Crimes Program,, Truist

Speaker(s):

• Bob Molloy, CAMS, Chief BSA/AML Officer, Raymond James Financial
• Megan L. Nelson, Senior Vice President, Manager Financial Crimes Governance & Risk Assessments, BB&T
• Jack Oskvarek, CAMS, CAFP, AMLP, Senior Vice President, BSA Executive Director, Wintrust Financial Corporation
• Dan Stipano, Partner, Buckley LLP