Description
• Analyzing risk-based methods for adapting beneficial ownership determination policies to balance compliance with CDD Final Rule and delivery of positive consumer experiences
• Appraising effectiveness of staff training in areas such as triggering events and inquiry escalation to ensure awareness of, and conformity to, regulatory and institutional requirements
• Documenting integration of CDD Final Rule into legacy AML systems to facilitate positive examination outcomes and demonstrate strength of culture of compliance
Moderator(s):
- Rick
A. Small,
CAMS,
Executive Vice President, Director Financial Crimes Program,,
Truist
Speaker(s):
- Bob
Molloy,
CAMS,
Chief BSA/AML Officer,
Raymond James Financial
- Megan
L. Nelson,
Senior Vice President, Manager Financial Crimes Governance & Risk Assessments,
BB&T
- Jack
Oskvarek,
CAMS, CAFP, AMLP,
Senior Vice President, BSA Executive Director,
Wintrust Financial Corporation
- Dan
Stipano,
Partner,
Buckley LLP
