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ACAMS 18th Annual AML & Financial Crime Conference - Las Vegas


MON15 - The SARs Align: Strengthening Processes that Drive SAR Filing Decisions


Sep 23, 2019 2:00pm ‐ Sep 23, 2019 3:15pm

Description

• Building awareness of “appropriate and reasonable” standards across enterprise to hone detection of atypical transactions or risk profile changes indicating suspicious activities
• Formalizing escalation and investigative protocols utilizing tools such as data analytics to support review quality, quantify findings and aid consistent suspicious activity oversight
• Codifying standards to green light filing such as metrics-driven risk ratings and approval by an independent committee to ensure timely reporting and minimize unwarranted SAR filings

Moderator(s):

Speaker(s):

  • Eric Barzydlo, CAMS, Regulatory Compliance Officer – AML Governance, Fulton Financial Corporation
  • Victor R. Cardona, CAMS, Senior Vice President, BSA Officer, Financial Intelligence Unit, Mechanics Bank
  • Lester M. Joseph, Manager, Global Financial Crimes Intelligence Group, , Wells Fargo
  • Jonathan Levin, Co-founder and Chief Operating Officer, Chainalysis

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